Form 4 for PEN Penumbra Inc
Accepted 2023-10-11 00:00:00 ET · period of report 2023-10-09 · accession 0001321732-23-000120 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-10-11 | 2023-10-09 | PEN | Shiu Lambert | CAO | M - OptEx | $12.36 | +2,750 | 19.5K | +16% | +$34.0K |
| D | 2023-10-11 | 2023-10-09 | PEN | Shiu Lambert | CAO | M - OptEx | $0.00 | -2,750 | 5,250 | -34% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-10-09 | M | A | 2,750 | $12.36 | 19,466 | D | — | — | (F2) Includes 240 shares purchased by the Reporting Person under the Issuer's Employee Stock Purchase Plan on May 19, 2023. (F1) A portion of these shares is subject to vesting. |
| 2 | Derivative | Stock Option (right to buy) | 2023-10-09 | M | D | 2,750 | $0.00 | 5,250 | D | $12.36 · — to 2025-03-22 | 2,750 Common Stock | (F4) All shares are vested and exercisable. |