Form 4 for PEN Penumbra Inc
Accepted 2023-11-16 00:00:00 ET · period of report 2023-11-14 · accession 0001321732-23-000133 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-11-16 | 2023-11-15 | PEN | Roberts Johanna | EVP, Gen. Counsel, Sec | F - Tax | $227.88 | -186 | 62.9K | -0.3% | -$42.4K | |
| M | 2023-11-16 | 2023-11-14 | PEN | Roberts Johanna | EVP, Gen. Counsel, Sec | S - Sale | $214.14 | -600 | 63.0K | -0.9% | -$128.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-15 | F | D | 186 | $227.88 | 62,851 | D | — | — | (F3) A portion of these shares is subject to vesting. |
| 2 | Common | Common Stock | 2023-11-14 | S | D | 177 | $215.25 | 63,077 | D | — | — | (F7) This transaction was executed in multiple trades at prices ranging from $214.98 to $215.65. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 3 | Common | Common Stock | 2023-11-14 | S | D | 183 | $214.50 | 63,254 | D | — | — | (F6) This transaction was executed in multiple trades at prices ranging from $214.17 to $214.81. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 4 | Common | Common Stock | 2023-11-14 | S | D | 80 | $213.34 | 63,437 | D | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $212.95 to $213.49. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 5 | Common | Common Stock | 2023-11-14 | S | D | 60 | $212.28 | 63,517 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $212.01 to $212.42. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 6 | Common | Common Stock | 2023-11-14 | S | D | 60 | $211.12 | 63,577 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $210.95 to $211.47. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 7 | Common | Common Stock | 2023-11-14 | S | D | 40 | $216.45 | 63,037 | D | — | — | (F8) This transaction was executed in multiple trades at prices ranging from $216.41 to $216.49. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |