Form 4 for PEN Penumbra Inc
Accepted 2024-03-05 00:00:00 ET · period of report 2024-03-01 · accession 0001321732-24-000029 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-03-05 | 2024-03-01 | PEN | Roberts Johanna | EVP, Gen. Counsel, Sec | S - Sale | $237.68 | -600 | 63.6K | -0.9% | -$142.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-01 | S | D | 213 | $238.72 | 63,003 | D | — | — | (F8) This transaction was executed in multiple trades at prices ranging from $238.29 to $239.26. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 2 | Common | Common Stock | 2024-03-01 | S | D | 255 | $237.80 | 63,216 | D | — | — | (F7) This transaction was executed in multiple trades at prices ranging from $237.28 to $238.23. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 3 | Common | Common Stock | 2024-03-01 | S | D | 42 | $236.99 | 63,471 | D | — | — | (F6) This transaction was executed in multiple trades at prices ranging from $236.32 to $237.26. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 4 | Common | Common Stock | 2024-03-01 | S | D | 29 | $235.67 | 63,513 | D | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $235.39 to $235.80. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 5 | Common | Common Stock | 2024-03-01 | S | D | 38 | $234.89 | 63,542 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $234.38 to $235.26. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 6 | Common | Common Stock | 2024-03-01 | S | D | 6 | $239.43 | 62,997 | D | — | — | (F9) This transaction was executed in multiple trades at prices ranging from $239.42 to $239.45. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 7 | Common | Common Stock | 2024-03-01 | S | D | 17 | $233.53 | 63,580 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $233.28 to $233.79. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |