Form 4 for PEN Penumbra Inc
Accepted 2024-03-19 00:00:00 ET · period of report 2024-03-15 · accession 0001321732-24-000038 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-03-19 | 2024-03-15 | PEN | Shiu Lambert | CAO | A - Grant | $0.00 | +1,670 | 20.5K | +9% | $0 | |
| 2024-03-19 | 2024-03-15 | PEN | Shiu Lambert | CAO | F - Tax | $222.15 | -232 | 20.3K | -1% | -$51.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-15 | A | A | 1,670 | $0.00 | 20,539 | D | — | — | (F1) On March 15, 2024, the Reporting Person was granted 1,670 restricted stock units (RSUs) under the Issuer's Amended and Restated 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on March 15, 2024, subject to continued service by the Reporting Person on the applicable vesting date. (F2) A portion of these shares is subject to vesting. |
| 2 | Common | Common Stock | 2024-03-15 | F | D | 232 | $222.15 | 20,307 | D | — | — | (F2) A portion of these shares is subject to vesting. |