Form 4 for PEN Penumbra Inc
Accepted 2024-04-03 00:00:00 ET · period of report 2024-04-01 · accession 0001321732-24-000046 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-04-03 | 2024-04-01 | PEN | Roberts Johanna | EVP, Gen. Counsel, Sec | S - Sale | $217.07 | -600 | 64.3K | -0.9% | -$130.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-04-01 | S | D | 5 | $219.84 | 64,290 | D | — | — | (F7) This transaction was executed in multiple trades at prices ranging from $219.69 to $220.43. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 2 | Common | Common Stock | 2024-04-01 | S | D | 1 | $221.77 | 64,285 | D | — | — | (F3) A portion of these shares is subject to vesting. |
| 3 | Common | Common Stock | 2024-04-01 | S | D | 3 | $223.19 | 64,282 | D | — | — | (F9) This transaction was executed in multiple trades at prices ranging from $223.18 to $223.20. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 4 | Common | Common Stock | 2024-04-01 | S | D | 1 | $223.71 | 64,281 | D | — | — | (F3) A portion of these shares is subject to vesting. |
| 5 | Common | Common Stock | 2024-04-01 | S | D | 220 | $216.28 | 64,661 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $215.60 to $216.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 6 | Common | Common Stock | 2024-04-01 | S | D | 24 | $219.14 | 64,295 | D | — | — | (F6) This transaction was executed in multiple trades at prices ranging from $218.64 to $219.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 7 | Common | Common Stock | 2024-04-01 | S | D | 109 | $217.78 | 64,319 | D | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $217.60 to $218.13. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 8 | Common | Common Stock | 2024-04-01 | S | D | 233 | $217.02 | 64,428 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $216.60 to $217.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 9 | Common | Common Stock | 2024-04-01 | S | D | 4 | $220.87 | 64,286 | D | — | — | (F8) This transaction was executed in multiple trades at prices ranging from $220.84 to $220.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |