Form 4 for PEN Penumbra Inc
Accepted 2024-05-15 00:00:00 ET · period of report 2024-05-13 · accession 0001321732-24-000064 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-05-15 | 2024-05-13 | PEN | Roberts Johanna | EVP, Gen. Counsel, Sec | S - Sale | $207.41 | -600 | 63.6K | -0.9% | -$124.4K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-13 | S | D | 78 | $204.80 | 64,010 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $204.54 to $205.23. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 2 | Common | Common Stock | 2024-05-13 | S | D | 301 | $206.03 | 63,709 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $205.57 to $206.53. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 3 | Common | Common Stock | 2024-05-13 | S | D | 48 | $206.65 | 63,661 | D | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $206.56 to $206.73. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 4 | Common | Common Stock | 2024-05-13 | S | D | 16 | $207.57 | 63,645 | D | — | — | (F3) A portion of these shares is subject to vesting. |
| 5 | Common | Common Stock | 2024-05-13 | S | D | 31 | $210.48 | 63,582 | D | — | — | (F7) This transaction was executed in multiple trades at prices ranging from $210.44 to $210.52. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 6 | Common | Common Stock | 2024-05-13 | S | D | 15 | $214.43 | 63,488 | D | — | — | (F3) A portion of these shares is subject to vesting. |
| 7 | Common | Common Stock | 2024-05-13 | S | D | 43 | $212.75 | 63,503 | D | — | — | (F9) This transaction was executed in multiple trades at prices ranging from $212.67 to $212.84. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 8 | Common | Common Stock | 2024-05-13 | S | D | 36 | $211.96 | 63,546 | D | — | — | (F8) This transaction was executed in multiple trades at prices ranging from $211.92 to $212.22. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 9 | Common | Common Stock | 2024-05-13 | S | D | 32 | $209.29 | 63,613 | D | — | — | (F6) This transaction was executed in multiple trades at prices ranging from $209.13 to $209.46. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |