Form 4 for PEN Penumbra Inc
Accepted 2024-05-22 00:00:00 ET · period of report 2024-05-20 · accession 0001321732-24-000066 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2024-05-22 | 2024-05-20 | PEN | Elsesser Adam | CEO, Pres, Dir | S - Sale | $200.98 | -15.0K | 949.9K | -2% | -$3.01M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-20 | S | D | 283 | $203.35 | 942,582 | I By Trust | — | — | (F6) This transaction was executed in multiple trades at prices ranging from $203.14 to $203.55. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) Shares are held by the Siegel/Elsesser Revocable Trust. |
| 2 | Common | Common Stock | 2024-05-20 | S | D | 679 | $202.46 | 942,865 | I By Trust | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $202.08 to $202.96. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) Shares are held by the Siegel/Elsesser Revocable Trust. |
| 3 | Common | Common Stock | 2024-05-20 | S | D | 6,319 | $201.16 | 943,544 | I By Trust | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $201.00 to $201.66. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) Shares are held by the Siegel/Elsesser Revocable Trust. |
| 4 | Common | Common Stock | 2024-05-20 | S | D | 7,719 | $200.62 | 949,863 | I By Trust | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $200.00 to $200.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) Shares are held by the Siegel/Elsesser Revocable Trust. |