Form 4 for PEN Penumbra Inc
Accepted 2024-08-26 00:00:00 ET · period of report 2024-08-22 · accession 0001321732-24-000094 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2024-08-26 | 2024-08-22+ | PEN | Elsesser Adam | CEO, Pres, Dir | S - Sale | $203.19 | -30.0K | 916.3K | -3% | -$6.10M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-23 | S | D | 2,184 | $203.62 | 912,757 | I By Trust | — | — | (F7) This transaction was executed in multiple trades at prices ranging from $203.01 to $203.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) Shares are held by the Siegel/Elsesser Revocable Trust. |
| 2 | Common | Common Stock | 2024-08-23 | S | D | 184 | $207.03 | 897,582 | I By Trust | — | — | (F11) This transaction was executed in multiple trades at prices ranging from $207.00 to $207.07. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) Shares are held by the Siegel/Elsesser Revocable Trust. |
| 3 | Common | Common Stock | 2024-08-22 | S | D | 1,620 | $200.00 | 925,962 | I By Trust | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $200.00 to $200.03. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) Shares are held by the Siegel/Elsesser Revocable Trust. |
| 4 | Common | Common Stock | 2024-08-23 | S | D | 4,985 | $200.41 | 920,977 | I By Trust | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $200.00 to $200.92. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) Shares are held by the Siegel/Elsesser Revocable Trust. |
| 5 | Common | Common Stock | 2024-08-23 | S | D | 8,700 | $204.43 | 904,057 | I By Trust | — | — | (F8) This transaction was executed in multiple trades at prices ranging from $204.01 to $204.96. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) Shares are held by the Siegel/Elsesser Revocable Trust. |
| 6 | Common | Common Stock | 2024-08-23 | S | D | 5,263 | $205.55 | 898,794 | I By Trust | — | — | (F9) This transaction was executed in multiple trades at prices ranging from $205.03 to $205.96. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) Shares are held by the Siegel/Elsesser Revocable Trust. |
| 7 | Common | Common Stock | 2024-08-23 | S | D | 1,028 | $206.44 | 897,766 | I By Trust | — | — | (F10) This transaction was executed in multiple trades at prices ranging from $206.04 to $206.93. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) Shares are held by the Siegel/Elsesser Revocable Trust. |
| 8 | Common | Common Stock | 2024-08-23 | S | D | 1,400 | $202.66 | 914,941 | I By Trust | — | — | (F6) This transaction was executed in multiple trades at prices ranging from $202.17 to $202.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) Shares are held by the Siegel/Elsesser Revocable Trust. |
| 9 | Common | Common Stock | 2024-08-23 | S | D | 4,636 | $201.35 | 916,341 | I By Trust | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $201.02 to $201.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) Shares are held by the Siegel/Elsesser Revocable Trust. |