Form 4 for PEN Penumbra Inc
Accepted 2024-09-05 00:00:00 ET · period of report 2024-09-03 · accession 0001321732-24-000098 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-09-05 | 2024-09-03 | PEN | Roberts Johanna | EVP, Gen. Counsel, Sec | S - Sale | $206.22 | -600 | 61.1K | -1.0% | -$123.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-09-03 | S | D | 209 | $206.78 | 61,200 | D | — | — | (F6) This transaction was executed in multiple trades at prices ranging from $206.31 to $207.21. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 2 | Common | Common Stock | 2024-09-03 | S | D | 69 | $207.63 | 61,131 | D | — | — | (F7) This transaction was executed in multiple trades at prices ranging from $207.27 to $208.19. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 3 | Common | Common Stock | 2024-09-03 | S | D | 103 | $205.54 | 61,409 | D | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $205.27 to $206.24. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 4 | Common | Common Stock | 2024-09-03 | S | D | 168 | $204.89 | 61,512 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $204.43 to $205.24. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 5 | Common | Common Stock | 2024-09-03 | S | D | 8 | $202.64 | 61,680 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $202.27 to $203.01. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 6 | Common | Common Stock | 2024-09-03 | S | D | 43 | $208.74 | 61,088 | D | — | — | (F8) This transaction was executed in multiple trades at prices ranging from $208.27 to $209.07. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |