Form 4 for PEN Penumbra Inc
Accepted 2024-09-24 00:00:00 ET · period of report 2024-09-20 · accession 0001321732-24-000102 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2024-09-24 | 2024-09-20 | PEN | Elsesser Adam | CEO, Pres, Dir | S - Sale | $197.71 | -15.0K | 882.6K | -2% | -$2.97M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-09-20 | S | D | 2,853 | $195.26 | 894,729 | I By Trust | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $194.72 to $195.71. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) Shares are held by the Siegel/Elsesser Revocable Trust. |
| 2 | Common | Common Stock | 2024-09-20 | S | D | 1,747 | $195.91 | 892,982 | I By Trust | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $195.72 to $196.25. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) Shares are held by the Siegel/Elsesser Revocable Trust. |
| 3 | Common | Common Stock | 2024-09-20 | S | D | 299 | $197.21 | 892,683 | I By Trust | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $197.09 to $197.39. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) Shares are held by the Siegel/Elsesser Revocable Trust. |
| 4 | Common | Common Stock | 2024-09-20 | S | D | 5,192 | $198.44 | 887,491 | I By Trust | — | — | (F6) This transaction was executed in multiple trades at prices ranging from $197.95 to $198.71. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) Shares are held by the Siegel/Elsesser Revocable Trust. |
| 5 | Common | Common Stock | 2024-09-20 | S | D | 4,656 | $198.98 | 882,835 | I By Trust | — | — | (F7) This transaction was executed in multiple trades at prices ranging from $198.73 to $199.68. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) Shares are held by the Siegel/Elsesser Revocable Trust. |
| 6 | Common | Common Stock | 2024-09-20 | S | D | 253 | $199.99 | 882,582 | I By Trust | — | — | (F8) This transaction was executed in multiple trades at prices ranging from $199.75 to $200.22. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) Shares are held by the Siegel/Elsesser Revocable Trust. |