Form 4 for PEN Penumbra Inc
Accepted 2024-10-03 00:00:00 ET · period of report 2024-10-01 · accession 0001321732-24-000107 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-10-03 | 2024-10-01 | PEN | Roberts Johanna | EVP, Gen. Counsel, Sec | S - Sale | $190.76 | -600 | 60.7K | -1.0% | -$114.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-10-01 | S | D | 21 | $187.32 | 61,067 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $187.09 to $187.77. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 2 | Common | Common Stock | 2024-10-01 | S | D | 60 | $188.51 | 61,007 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $188.09 to $188.91. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 3 | Common | Common Stock | 2024-10-01 | S | D | 3 | $194.44 | 60,488 | D | — | — | (F3) A portion of these shares is subject to vesting. |
| 4 | Common | Common Stock | 2024-10-01 | S | D | 12 | $193.73 | 60,491 | D | — | — | (F9) This transaction was executed in multiple trades at prices ranging from $193.52 to $193.93. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 5 | Common | Common Stock | 2024-10-01 | S | D | 73 | $189.67 | 60,934 | D | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $189.09 to $190.08. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 6 | Common | Common Stock | 2024-10-01 | S | D | 48 | $192.51 | 60,503 | D | — | — | (F8) This transaction was executed in multiple trades at prices ranging from $192.11 to $192.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 7 | Common | Common Stock | 2024-10-01 | S | D | 184 | $191.65 | 60,551 | D | — | — | (F7) This transaction was executed in multiple trades at prices ranging from $191.10 to $191.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 8 | Common | Common Stock | 2024-10-01 | S | D | 199 | $190.72 | 60,735 | D | — | — | (F6) This transaction was executed in multiple trades at prices ranging from $190.17 to $191.07. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |