Form 4 for PEN Penumbra Inc
Accepted 2024-11-19 00:00:00 ET · period of report 2024-11-15 · accession 0001321732-24-000122 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-11-19 | 2024-11-15 | PEN | Roberts Johanna | EVP, Gen. Counsel, Sec | A - Grant | $0.00 | +4,290 | 64.8K | +7% | $0 | |
| 2024-11-19 | 2024-11-15 | PEN | Roberts Johanna | EVP, Gen. Counsel, Sec | F - Tax | $237.84 | -134 | 64.6K | -0.2% | -$31.9K | |
| M | 2024-11-19 | 2024-11-18 | PEN | Roberts Johanna | EVP, Gen. Counsel, Sec | S - Sale | $239.74 | -600 | 64.1K | -0.9% | -$143.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-15 | A | A | 4,290 | $0.00 | 64,778 | D | — | — | (F1) On November 15, 2024, the Reporting Person was granted 4,290 restricted stock units (RSUs) under the Issuer's Amended and Restated 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on November 15, 2025, subject to continued service by the Reporting Person on the applicable vesting date. (F2) A portion of these shares is subject to vesting. |
| 2 | Common | Common Stock | 2024-11-15 | F | D | 134 | $237.84 | 64,644 | D | — | — | (F2) A portion of these shares is subject to vesting. |
| 3 | Common | Common Stock | 2024-11-18 | S | D | 18 | $235.98 | 64,626 | D | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $235.40 to $236.35. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F2) A portion of these shares is subject to vesting. |
| 4 | Common | Common Stock | 2024-11-18 | S | D | 36 | $236.59 | 64,590 | D | — | — | (F6) This transaction was executed in multiple trades at prices ranging from $236.48 to $236.86. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F2) A portion of these shares is subject to vesting. |
| 5 | Common | Common Stock | 2024-11-18 | S | D | 45 | $238.90 | 64,545 | D | — | — | (F7) This transaction was executed in multiple trades at prices ranging from $238.60 to $239.37. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F2) A portion of these shares is subject to vesting. |
| 6 | Common | Common Stock | 2024-11-18 | S | D | 376 | $239.93 | 64,169 | D | — | — | (F8) This transaction was executed in multiple trades at prices ranging from $239.40 to $240.37. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F2) A portion of these shares is subject to vesting. |
| 7 | Common | Common Stock | 2024-11-18 | S | D | 13 | $241.69 | 64,044 | D | — | — | (F10) This transaction was executed in multiple trades at prices ranging from $241.53 to $241.93. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F2) A portion of these shares is subject to vesting. |
| 8 | Common | Common Stock | 2024-11-18 | S | D | 112 | $240.82 | 64,057 | D | — | — | (F9) This transaction was executed in multiple trades at prices ranging from $240.40 to $241.39. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F2) A portion of these shares is subject to vesting. |