Form 4 for PEN Penumbra Inc
Accepted 2024-11-19 00:00:00 ET · period of report 2024-11-15 · accession 0001321732-24-000124 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-11-19 | 2024-11-15 | PEN | Yuen Maggie | CFO | A - Grant | $0.00 | +2,570 | 15.8K | +19% | $0 | |
| 2024-11-19 | 2024-11-15 | PEN | Yuen Maggie | CFO | F - Tax | $237.84 | -504 | 15.3K | -3% | -$119.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-15 | A | A | 2,570 | $0.00 | 15,800 | D | — | — | (F1) On November 15, 2024, the Reporting Person was granted 2,570 restricted stock units (RSUs) under the Issuer's Amended and Restated 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on November 15, 2025, subject to continued service by the Reporting Person on the applicable vesting date. (F3) Includes 101 shares purchased by the Reporting Person under the Issuer's Employee Stock Purchase Plan on May 19, 2024. (F2) A portion of these shares is subject to vesting. |
| 2 | Common | Common Stock | 2024-11-15 | F | D | 504 | $237.84 | 15,296 | D | — | — | (F3) Includes 101 shares purchased by the Reporting Person under the Issuer's Employee Stock Purchase Plan on May 19, 2024. (F2) A portion of these shares is subject to vesting. |