Form 4 for PEN Penumbra Inc
Accepted 2024-12-03 00:00:00 ET · period of report 2024-11-29 · accession 0001321732-24-000129 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-12-03 | 2024-12-03 | PEN | Shiu Lambert | CAO | M - OptEx | $12.36 | +5,250 | 25.3K | +26% | +$64.9K |
| DM | 2024-12-03 | 2024-11-29+ | PEN | Shiu Lambert | CAO | S - Sale+OE | $242.68 | -2,452 | 20.0K | -11% | -$595.1K |
| D | 2024-12-03 | 2024-12-03 | PEN | Shiu Lambert | CAO | M - OptEx | $0.00 | -5,250 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-12-03 | M | A | 5,250 | $12.36 | 25,278 | D | — | — | (F2) A portion of these shares is subject to vesting. |
| 2 | Common | Common Stock | 2024-11-29 | S | D | 1,798 | $242.56 | 20,682 | D | — | — | (F2) A portion of these shares is subject to vesting. |
| 3 | Common | Common Stock | 2024-12-02 | S | D | 654 | $243.01 | 20,028 | D | — | — | (F2) A portion of these shares is subject to vesting. |
| 4 | Derivative | Stock Option (right to buy) | 2024-12-03 | M | D | 5,250 | $0.00 | 0 | D | $12.36 · — to 2025-03-22 | 5,250 Common Stock | (F4) All shares are vested and exercisable. |