Form 4 for PEN Penumbra Inc
Accepted 2025-02-19 00:00:00 ET · period of report 2025-02-14 · accession 0001321732-25-000026 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-02-19 | 2025-02-14+ | PEN | Shiu Lambert | CAO | A - Grant | $0.00 | +2,150 | 30.1K | +8% | $0 |
| D | 2025-02-19 | 2025-02-14 | PEN | Shiu Lambert | CAO | M - OptEx | $22.04 | +4,525 | 29.5K | +18% | +$99.7K |
| D | 2025-02-19 | 2025-02-18 | PEN | Shiu Lambert | CAO | F - Tax | $271.14 | -95 | 31.6K | -0.3% | -$25.8K |
| D | 2025-02-19 | 2025-02-14 | PEN | Shiu Lambert | CAO | M - OptEx | $0.00 | -4,525 | 9,200 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-02-18 | A | A | 1,510 | $0.00 | 31,653 | D | — | — | (F3) On February 18, 2025, the Reporting Person was granted 1,510 RSUs under the Issuer's Amended and Restated 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on February 15, 2026, subject to continued service by the Reporting Person on the applicable vesting date. (F1) A portion of these shares is subject to vesting. |
| 2 | Common | Common Stock | 2025-02-14 | M | A | 4,525 | $22.04 | 29,503 | D | — | — | (F1) A portion of these shares is subject to vesting. |
| 3 | Common | Common Stock | 2025-02-18 | F | D | 95 | $271.14 | 31,558 | D | — | — | (F1) A portion of these shares is subject to vesting. |
| 4 | Common | Common Stock | 2025-02-14 | A | A | 640 | $0.00 | 30,143 | D | — | — | (F2) On February 14, 2025, the Reporting Person was granted 640 restricted stock units (RSUs) under the Issuer's Amended and Restated 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on February 18, 2025, February 15, 2026, February 15, 2027 and February 15, 2028, subject to continued service by the Reporting Person on the applicable vesting date. (F1) A portion of these shares is subject to vesting. |
| 5 | Derivative | Stock Option (right to buy) | 2025-02-14 | M | D | 4,525 | $0.00 | 9,200 | D | $22.04 · — to 2025-08-11 | 4,525 Common Stock | (F6) All shares are vested and exercisable. |