Form 4 for PEN Penumbra Inc
Accepted 2025-03-05 00:00:00 ET · period of report 2025-03-03 · accession 0001321732-25-000042 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-03-05 | 2025-03-03+ | PEN | Shiu Lambert | CAO | S - Sale+OE | $285.73 | -7,789 | 24.3K | -24% | -$2.23M |
| D | 2025-03-05 | 2025-03-04 | PEN | Shiu Lambert | CAO | M - OptEx | $22.04 | +9,200 | 33.5K | +38% | +$202.8K |
| D | 2025-03-05 | 2025-03-04 | PEN | Shiu Lambert | CAO | M - OptEx | $0.00 | -9,200 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-03-03 | S | D | 886 | $283.15 | 30,672 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $282.67 to $283.61. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 2 | Common | Common Stock | 2025-03-04 | S | D | 501 | $282.88 | 32,969 | D | — | — | (F3) A portion of these shares is subject to vesting. |
| 3 | Common | Common Stock | 2025-03-03 | S | D | 550 | $283.96 | 30,122 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $283.95 to $284.10. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 4 | Common | Common Stock | 2025-03-03 | S | D | 1,672 | $285.16 | 28,450 | D | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $284.82 to $285.48. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 5 | Common | Common Stock | 2025-03-03 | S | D | 2,850 | $286.28 | 25,600 | D | — | — | (F6) This transaction was executed in multiple trades at prices ranging from $285.67 to $286.56. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 6 | Common | Common Stock | 2025-03-03 | S | D | 348 | $288.57 | 25,252 | D | — | — | (F7) This transaction was executed in multiple trades at prices ranging from $288.53 to $288.63. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 7 | Common | Common Stock | 2025-03-03 | S | D | 956 | $288.88 | 24,296 | D | — | — | (F8) This transaction was executed in multiple trades at prices ranging from $288.73 to $289.07. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 8 | Common | Common Stock | 2025-03-03 | S | D | 26 | $289.76 | 24,270 | D | — | — | (F3) A portion of these shares is subject to vesting. |
| 9 | Common | Common Stock | 2025-03-04 | M | A | 9,200 | $22.04 | 33,470 | D | — | — | (F3) A portion of these shares is subject to vesting. |
| 10 | Derivative | Stock Option (right to buy) | 2025-03-04 | M | D | 9,200 | $0.00 | 0 | D | $22.04 · — to 2025-08-11 | 9,200 Common Stock | (F10) All shares are vested and exercisable. |