Form 4 for PEN Penumbra Inc
Accepted 2025-03-05 00:00:00 ET · period of report 2025-03-03 · accession 0001321732-25-000043 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-03-05 | 2025-03-03 | PEN | Yuen Maggie | CFO | S - Sale+OE | $286.00 | -2,000 | 15.2K | -12% | -$572.0K |
| D | 2025-03-05 | 2025-03-05 | PEN | Yuen Maggie | CFO | M - OptEx | $158.30 | +900 | 16.1K | +6% | +$142.5K |
| D | 2025-03-05 | 2025-03-05 | PEN | Yuen Maggie | CFO | M - OptEx | $0.00 | -900 | 7,000 | -11% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-03-03 | S | D | 250 | $283.25 | 16,993 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $283.09 to $283.49. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 2 | Common | Common Stock | 2025-03-03 | S | D | 300 | $284.86 | 16,693 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $284.82 to $284.93. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 3 | Common | Common Stock | 2025-03-03 | S | D | 590 | $285.70 | 16,103 | D | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $285.33 to $286.00. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 4 | Common | Common Stock | 2025-03-03 | S | D | 500 | $286.43 | 15,603 | D | — | — | (F6) This transaction was executed in multiple trades at prices ranging from $286.13 to $286.51. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 5 | Common | Common Stock | 2025-03-03 | S | D | 360 | $288.74 | 15,243 | D | — | — | (F7) This transaction was executed in multiple trades at prices ranging from $288.68 to $288.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 6 | Common | Common Stock | 2025-03-05 | M | A | 900 | $158.30 | 16,143 | D | — | — | (F3) A portion of these shares is subject to vesting. |
| 7 | Derivative | Stock Option (right to buy) | 2025-03-05 | M | D | 900 | $0.00 | 7,000 | D | $158.30 · — to 2029-12-15 | 900 Common Stock | (F8) All shares are vested and exercisable. |