Form 4 for PEN Penumbra Inc
Accepted 2025-03-05 00:00:00 ET · period of report 2025-03-03 · accession 0001321732-25-000046 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-03-05 | 2025-03-03 | PEN | Roberts Johanna | EVP, Gen. Counsel, Sec | M - OptEx | $22.04 | +600 | 67.1K | +0.9% | +$13.2K |
| DM | 2025-03-05 | 2025-03-03 | PEN | Roberts Johanna | EVP, Gen. Counsel, Sec | S - Sale+OE | $287.43 | -600 | 66.6K | -0.9% | -$172.5K |
| D | 2025-03-05 | 2025-03-03 | PEN | Roberts Johanna | EVP, Gen. Counsel, Sec | M - OptEx | $0.00 | -600 | 3,198 | -16% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-03-03 | M | A | 600 | $22.04 | 67,139 | D | — | — | (F1) A portion of these shares is subject to vesting. |
| 2 | Common | Common Stock | 2025-03-03 | S | D | 32 | $282.96 | 67,107 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $282.84 to $283.09. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F1) A portion of these shares is subject to vesting. |
| 3 | Common | Common Stock | 2025-03-03 | S | D | 32 | $284.09 | 67,075 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $284.09 to $284.10. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F1) A portion of these shares is subject to vesting. |
| 4 | Common | Common Stock | 2025-03-03 | S | D | 117 | $285.37 | 66,958 | D | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $285.02 to $285.75. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F1) A portion of these shares is subject to vesting. |
| 5 | Common | Common Stock | 2025-03-03 | S | D | 115 | $286.17 | 66,843 | D | — | — | (F6) This transaction was executed in multiple trades at prices ranging from $285.96 to $286.56. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F1) A portion of these shares is subject to vesting. |
| 6 | Common | Common Stock | 2025-03-03 | S | D | 32 | $287.19 | 66,811 | D | — | — | (F7) This transaction was executed in multiple trades at prices ranging from $287.04 to $287.34. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F1) A portion of these shares is subject to vesting. |
| 7 | Common | Common Stock | 2025-03-03 | S | D | 48 | $291.38 | 66,539 | D | — | — | (F11) This transaction was executed in multiple trades at prices ranging from $291.01 to $291.66. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F1) A portion of these shares is subject to vesting. |
| 8 | Common | Common Stock | 2025-03-03 | S | D | 32 | $288.10 | 66,779 | D | — | — | (F8) This transaction was executed in multiple trades at prices ranging from $288.07 to $288.13. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F1) A portion of these shares is subject to vesting. |
| 9 | Common | Common Stock | 2025-03-03 | S | D | 160 | $289.54 | 66,619 | D | — | — | (F9) This transaction was executed in multiple trades at prices ranging from $289.06 to $289.69. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F1) A portion of these shares is subject to vesting. |
| 10 | Common | Common Stock | 2025-03-03 | S | D | 32 | $290.41 | 66,587 | D | — | — | (F10) This transaction was executed in multiple trades at prices ranging from $290.23 to $290.58. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F1) A portion of these shares is subject to vesting. |
| 11 | Derivative | Stock Option (right to buy) | 2025-03-03 | M | D | 600 | $0.00 | 3,198 | D | $22.04 · — to 2025-08-11 | 600 Common Stock | (F12) All shares are vested and exercisable. |