Form 4 for PEN Penumbra Inc
Accepted 2025-03-07 00:00:00 ET · period of report 2025-03-05 · accession 0001321732-25-000048 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-03-07 | 2025-03-05 | PEN | Elsesser Adam | CEO, Pres, Dir | S - Sale+OE | $283.59 | -61.6K | 16.5K | -79% | -$17.47M |
| D | 2025-03-07 | 2025-03-05 | PEN | Elsesser Adam | CEO, Pres, Dir | M - OptEx | $30.00 | +73.0K | 78.0K | +1,460% | +$2.19M |
| D | 2025-03-07 | 2025-03-05 | PEN | Elsesser Adam | CEO, Pres, Dir | M - OptEx | $0.00 | -73.0K | 377.0K | -16% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-03-05 | S | D | 5,668 | $281.14 | 72,308 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $280.63 to $281.62. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2025-03-05 | S | D | 7,467 | $282.25 | 64,841 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $281.65 to $282.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock | 2025-03-05 | M | A | 72,976 | $30.00 | 77,976 | D | — | — | |
| 4 | Common | Common Stock | 2025-03-05 | S | D | 19,865 | $283.15 | 44,976 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $282.68 to $283.62. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Common | Common Stock | 2025-03-05 | S | D | 100 | $286.57 | 16,376 | D | — | — | |
| 6 | Common | Common Stock | 2025-03-05 | S | D | 10,874 | $284.16 | 34,102 | D | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $283.65 to $284.61. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 7 | Common | Common Stock | 2025-03-05 | S | D | 17,626 | $285.06 | 16,476 | D | — | — | (F6) This transaction was executed in multiple trades at prices ranging from $284.63 to $285.50. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 8 | Derivative | Stock Option (right to buy) | 2025-03-05 | M | D | 72,976 | $0.00 | 377,024 | D | $30.00 · — to 2025-09-16 | 72,976 Common Stock | (F8) All shares are vested and exercisable. |