Form 4 for PEN Penumbra Inc
Accepted 2025-03-21 00:00:00 ET · period of report 2025-03-19 · accession 0001321732-25-000056 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-03-21 | 2025-03-19 | PEN | Elsesser Adam | CEO, Pres, Dir | S - Sale+OE | $276.21 | -16.6K | 28.4K | -37% | -$4.59M |
| D | 2025-03-21 | 2025-03-19 | PEN | Elsesser Adam | CEO, Pres, Dir | M - OptEx | $30.00 | +28.0K | 44.4K | +171% | +$839.3K |
| D | 2025-03-21 | 2025-03-19 | PEN | Elsesser Adam | CEO, Pres, Dir | M - OptEx | $0.00 | -28.0K | 349.0K | -7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-03-19 | S | D | 180 | $273.34 | 43,562 | D | — | — | |
| 2 | Common | Common Stock | 2025-03-19 | S | D | 1,843 | $274.84 | 41,719 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $274.55 to $275.03. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock | 2025-03-19 | S | D | 2,126 | $275.40 | 39,593 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $275.07 to $275.96. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Common | Common Stock | 2025-03-19 | S | D | 330 | $272.54 | 43,742 | D | — | — | |
| 5 | Common | Common Stock | 2025-03-19 | S | D | 280 | $271.07 | 44,072 | D | — | — | |
| 6 | Common | Common Stock | 2025-03-19 | S | D | 600 | $278.89 | 27,752 | D | — | — | |
| 7 | Common | Common Stock | 2025-03-19 | M | A | 27,976 | $30.00 | 44,352 | D | — | — | |
| 8 | Common | Common Stock | 2025-03-19 | S | D | 11,063 | $276.72 | 28,530 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $276.07 to $277.05. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 9 | Common | Common Stock | 2025-03-19 | S | D | 178 | $277.42 | 28,352 | D | — | — | |
| 10 | Derivative | Stock Option (right to buy) | 2025-03-19 | M | D | 27,976 | $0.00 | 349,048 | D | $30.00 · — to 2025-09-16 | 27,976 Common Stock | (F6) All shares are vested and exercisable. |