Form 4 for PEN Penumbra Inc
Accepted 2025-04-02 00:00:00 ET · period of report 2025-04-01 · accession 0001321732-25-000063 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-04-02 | 2025-04-01 | PEN | Roberts Johanna | EVP, Gen. Counsel, Sec | S - Sale+OE | $269.11 | -600 | 66.5K | -0.9% | -$161.5K |
| D | 2025-04-02 | 2025-04-01 | PEN | Roberts Johanna | EVP, Gen. Counsel, Sec | M - OptEx | $22.04 | +600 | 67.0K | +0.9% | +$13.2K |
| D | 2025-04-02 | 2025-04-01 | PEN | Roberts Johanna | EVP, Gen. Counsel, Sec | M - OptEx | $0.00 | -600 | 2,598 | -19% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-04-01 | S | D | 36 | $265.78 | 66,896 | D | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $265.45 to $266.17. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F1) A portion of these shares is subject to vesting. |
| 2 | Common | Common Stock | 2025-04-01 | S | D | 20 | $270.68 | 66,449 | D | — | — | (F10) This transaction was executed in multiple trades at prices ranging from $270.49 to $270.82. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F1) A portion of these shares is subject to vesting. |
| 3 | Common | Common Stock | 2025-04-01 | M | A | 600 | $22.04 | 66,953 | D | — | — | (F1) A portion of these shares is subject to vesting. |
| 4 | Common | Common Stock | 2025-04-01 | S | D | 6 | $263.77 | 66,947 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $263.44 to $264.10. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F1) A portion of these shares is subject to vesting. |
| 5 | Common | Common Stock | 2025-04-01 | S | D | 15 | $265.05 | 66,932 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $264.60 to $265.42. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F1) A portion of these shares is subject to vesting. |
| 6 | Common | Common Stock | 2025-04-01 | S | D | 96 | $271.75 | 66,353 | D | — | — | (F11) This transaction was executed in multiple trades at prices ranging from $271.66 to $271.83. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F1) A portion of these shares is subject to vesting. |
| 7 | Common | Common Stock | 2025-04-01 | S | D | 70 | $267.08 | 66,826 | D | — | — | (F6) This transaction was executed in multiple trades at prices ranging from $266.53 to $267.32. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F1) A portion of these shares is subject to vesting. |
| 8 | Common | Common Stock | 2025-04-01 | S | D | 54 | $268.04 | 66,772 | D | — | — | (F7) This transaction was executed in multiple trades at prices ranging from $267.48 to $268.36. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F1) A portion of these shares is subject to vesting. |
| 9 | Common | Common Stock | 2025-04-01 | S | D | 126 | $268.96 | 66,646 | D | — | — | (F8) This transaction was executed in multiple trades at prices ranging from $268.48 to $269.43. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F1) A portion of these shares is subject to vesting. |
| 10 | Common | Common Stock | 2025-04-01 | S | D | 177 | $269.94 | 66,469 | D | — | — | (F9) This transaction was executed in multiple trades at prices ranging from $269.47 to $270.43. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F1) A portion of these shares is subject to vesting. |
| 11 | Derivative | Stock Option (right to buy) | 2025-04-01 | M | D | 600 | $0.00 | 2,598 | D | $22.04 · — to 2025-08-11 | 600 Common Stock | (F12) All shares are vested and exercisable. |