Form 4 for PEN Penumbra Inc
Accepted 2025-04-04 00:00:00 ET · period of report 2025-04-02 · accession 0001321732-25-000070 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-04-04 | 2025-04-02 | PEN | Elsesser Adam | CEO, Pres, Dir | S - Sale+OE | $272.24 | -16.6K | 52.6K | -24% | -$4.51M |
| D | 2025-04-04 | 2025-04-02 | PEN | Elsesser Adam | CEO, Pres, Dir | M - OptEx | $30.00 | +41.3K | 69.1K | +149% | +$1.24M |
| D | 2025-04-04 | 2025-04-02 | PEN | Elsesser Adam | CEO, Pres, Dir | M - OptEx | $0.00 | -41.3K | 307.7K | -12% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-04-02 | S | D | 4,208 | $273.71 | 58,244 | D | — | — | (F7) This transaction was executed in multiple trades at prices ranging from $273.40 to $273.88. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2025-04-02 | S | D | 300 | $272.00 | 62,452 | D | — | — | |
| 3 | Common | Common Stock | 2025-04-02 | S | D | 1,350 | $271.41 | 62,752 | D | — | — | (F6) This transaction was executed in multiple trades at prices ranging from $271.14 to $271.61. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Common | Common Stock | 2025-04-02 | S | D | 900 | $270.34 | 64,102 | D | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $270.06 to $270.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Common | Common Stock | 2025-04-02 | S | D | 1,700 | $269.25 | 65,002 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $269.13 to $269.52. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 6 | Common | Common Stock | 2025-04-02 | S | D | 1,000 | $268.39 | 66,702 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $268.01 to $268.70. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 7 | Common | Common Stock | 2025-04-02 | S | D | 1,358 | $267.36 | 67,702 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $266.93 to $267.83. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 8 | Common | Common Stock | 2025-04-02 | M | A | 41,308 | $30.00 | 69,060 | D | — | — | |
| 9 | Common | Common Stock | 2025-04-02 | S | D | 65 | $277.63 | 52,495 | D | — | — | (F9) This transaction was executed in multiple trades at prices ranging from $277.38 to $277.65. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 10 | Common | Common Stock | 2025-04-02 | S | D | 5,248 | $274.22 | 52,996 | D | — | — | (F8) This transaction was executed in multiple trades at prices ranging from $273.93 to $274.62. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 11 | Common | Common Stock | 2025-04-02 | S | D | 36 | $275.24 | 52,960 | D | — | — | |
| 12 | Common | Common Stock | 2025-04-02 | S | D | 400 | $275.99 | 52,560 | D | — | — | |
| 13 | Derivative | Stock Option (right to buy) | 2025-04-02 | M | D | 41,308 | $0.00 | 307,740 | D | $30.00 · — to 2025-09-16 | 41,308 Common Stock | (F11) All shares are vested and exercisable. |