Form 4 for PEN Penumbra Inc
Accepted 2025-04-18 00:00:00 ET · period of report 2025-04-16 · accession 0001321732-25-000080 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-04-18 | 2025-04-16 | PEN | Elsesser Adam | CEO, Pres, Dir | S - Sale+OE | $274.35 | -16.6K | 75.6K | -18% | -$4.54M |
| D | 2025-04-18 | 2025-04-16 | PEN | Elsesser Adam | CEO, Pres, Dir | M - OptEx | $30.00 | +28.0K | 80.5K | +53% | +$839.3K |
| D | 2025-04-18 | 2025-04-16 | PEN | Elsesser Adam | CEO, Pres, Dir | M - OptEx | $0.00 | -28.0K | 279.8K | -9% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-04-16 | S | D | 3,858 | $275.00 | 69,400 | D | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $274.40 to $275.28. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2025-04-16 | S | D | 2,371 | $273.56 | 73,258 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $273.31 to $274.16. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock | 2025-04-16 | S | D | 2,244 | $271.88 | 78,227 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $271.29 to $272.24. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Common | Common Stock | 2025-04-16 | M | A | 27,976 | $30.00 | 80,471 | D | — | — | |
| 5 | Common | Common Stock | 2025-04-16 | S | D | 100 | $277.30 | 63,911 | D | — | — | |
| 6 | Common | Common Stock | 2025-04-16 | S | D | 1,105 | $276.47 | 64,011 | D | — | — | (F7) This transaction was executed in multiple trades at prices ranging from $276.31 to $276.77. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 7 | Common | Common Stock | 2025-04-16 | S | D | 4,284 | $275.80 | 65,116 | D | — | — | (F6) This transaction was executed in multiple trades at prices ranging from $275.29 to $276.25. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 8 | Common | Common Stock | 2025-04-16 | S | D | 2,598 | $272.83 | 75,629 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $272.33 to $273.28. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 9 | Derivative | Stock Option (right to buy) | 2025-04-16 | M | D | 27,976 | $0.00 | 279,764 | D | $30.00 · — to 2025-09-16 | 27,976 Common Stock | (F9) All shares are vested and exercisable. |