Form 4 for IBRX ImmunityBio, Inc.
Accepted 2024-02-06 00:00:00 ET · period of report 2024-02-05 · accession 0001326110-24-000018 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-06 | 2024-02-05 | IBRX | Adcock Richard | CEO, Pres, Dir | F - Tax | $4.04 | -43.2K | 243.1K | -15% | -$174.4K |
| D | 2024-02-06 | 2024-02-05 | IBRX | Adcock Richard | CEO, Pres, Dir | M - OptEx | $0.00 | +83.3K | 286.3K | +41% | $0 |
| D | 2024-02-06 | 2024-02-05 | IBRX | Adcock Richard | CEO, Pres, Dir | M - OptEx | $0.00 | -83.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-05 | F | D | 43,165 | $4.04 | 243,138 | D | — | — | |
| 2 | Common | Common Stock | 2024-02-05 | M | A | 83,334 | $0.00 | 286,303 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2024-02-05 | M | D | 83,334 | $0.00 | 0 | D | — · — to — | 83,334 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of ImmunityBio, Inc. common stock. (F2) Subject to the reporting person's continuing to be a Service Provider (as defined in the Amended and Restated 2015 Equity Incentive Plan) through each applicable vesting date, 83,333 of the shares subject to the RSU award vested in equal annual installments on each of the first and second anniversaries of the vesting commencement date and 83,334 of the shares vested on the third anniversary of the vesting commencement date, such that all shares were vested on the third anniversary of the vesting commencement date. The vesting commencement date for this RSU award was February 5, 2021. |