Form 4 for DUK Duke Energy
Accepted 2024-02-26 00:00:00 ET · period of report 2024-02-22 · accession 0001326160-24-000061 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-02-26 | 2024-02-22+ | DUK | Ghartey-Tagoe Kodwo | EVP, CLO, Corp Sec | F - Tax | $92.51 | -2,747 | 39.4K | -7% | -$254.1K |
| 2024-02-26 | 2024-02-22 | DUK | Ghartey-Tagoe Kodwo | EVP, CLO, Corp Sec | A - Grant | $92.13 | +8,616 | 42.1K | +26% | +$793.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-23 | F | D | 883 | $92.73 | 40,220 | D | — | — | (F3) Represents the number of shares withheld to pay taxes due upon vesting of 2,007 RSUs related to a RSU award granted February 23, 2022, under the Duke Energy Corporation 2015 Long-Term Incentive Plan. Such RSUs convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2024-02-22 | F | D | 1,026 | $92.13 | 41,103 | D | — | — | (F2) Represents the number of shares withheld to pay taxes due upon vesting of 2,334 RSUs related to a RSU award granted February 22, 2023, under the Duke Energy Corporation 2015 Long-Term Incentive Plan. Such RSUs convert into common stock on a one-for-one basis. |
| 3 | Common | Common Stock | 2024-02-22 | A | A | 8,616 | $92.13 | 42,129 | D | — | — | (F1) The reporting person received restricted stock units ("RSUs") granted under the Duke Energy Corporation 2023 Long-Term Incentive Plan, which RSUs are settled in common stock on a one-for-one-basis upon vesting. 1/3rd of the RSUs vest each year over a 3-year period beginning on the first anniversary of the February 22, 2024, grant date. |
| 4 | Common | Common Stock | 2024-02-24 | F | D | 838 | $92.73 | 39,382 | D | — | — | (F4) Represents the number of shares withheld to pay taxes due upon vesting of 1,905 RSUs related to a RSU award granted February 24, 2021, under the Duke Energy Corporation 2015 Long-Term Incentive Plan. Such RSUs convert into common stock on a one-for-one basis. |