Form 4 for WDAY Workday, Inc.
Accepted 2023-12-06 00:00:00 ET · period of report 2023-12-04 · accession 0001327811-23-000210 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-06 | 2023-12-04 | WDAY | DUFFIELD DAVID A | 10% | G - Gift | $0.00 | -612.0K | 145.0K | -81% | $0 |
| DMI | 2023-12-06 | 2023-12-04 | WDAY | DUFFIELD DAVID A | 10% | G - Gift | $0.00 | +574.0K | 1.23M | +88% | $0 |
| DM | 2023-12-06 | 2023-12-04 | WDAY | DUFFIELD DAVID A | 10% | C - Cnv Deriv | $0.00 | +612.0K | 673.0K | +1,003% | $0 |
| DM | 2023-12-06 | 2023-12-04 | WDAY | DUFFIELD DAVID A | 10% | C - Cnv Deriv | $0.00 | -612.0K | 44.24M | -1% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-12-04 | G | D | 42,000 | $0.00 | 102,997 | D | — | — | (F1) The reported shares are held by the David A. Duffield Trust dated July 14, 1988, a revocable living trust, of which the Reporting Person is trustee and sole beneficiary. |
| 2 | Common | Class A Common Stock | 2023-12-04 | G | A | 4,000 | $0.00 | 1,232,333 | I | — | — | |
| 3 | Common | Class A Common Stock | 2023-12-04 | G | A | 570,000 | $0.00 | 1,228,333 | I | — | — | |
| 4 | Common | Class A Common Stock | 2023-12-04 | G | D | 570,000 | $0.00 | 144,997 | D | — | — | (F1) The reported shares are held by the David A. Duffield Trust dated July 14, 1988, a revocable living trust, of which the Reporting Person is trustee and sole beneficiary. |
| 5 | Common | Class A Common Stock | 2023-12-04 | C | A | 42,000 | $0.00 | 714,997 | D Dave and Cheryl Duffield Foundation | — | — | (F1) The reported shares are held by the David A. Duffield Trust dated July 14, 1988, a revocable living trust, of which the Reporting Person is trustee and sole beneficiary. |
| 6 | Common | Class A Common Stock | 2023-12-04 | C | A | 570,000 | $0.00 | 672,997 | D Dave and Cheryl Duffield Foundation | — | — | (F1) The reported shares are held by the David A. Duffield Trust dated July 14, 1988, a revocable living trust, of which the Reporting Person is trustee and sole beneficiary. |
| 7 | Derivative | Class B Common Stock | 2023-12-04 | C | D | 42,000 | $0.00 | 44,197,856 | D | — · — to — | 42,000 Class A Common Stock | (F1) The reported shares are held by the David A. Duffield Trust dated July 14, 1988, a revocable living trust, of which the Reporting Person is trustee and sole beneficiary. (F3) Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. (F2) All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock, (b) the date when the number of outstanding shares of Class B Common Stock represents less than 9% of all outstanding shares of Class A and Class B Common Stock, (c) October 11, 2032 or (d) nine months after the death of the later to die of David A. Duffield and Aneel Bhusri. The shares of Class A and Class B Common Stock have no expiration date. |
| 8 | Derivative | Class B Common Stock | 2023-12-04 | C | D | 570,000 | $0.00 | 44,239,856 | D | — · — to — | 570,000 Class A Common Stock | (F1) The reported shares are held by the David A. Duffield Trust dated July 14, 1988, a revocable living trust, of which the Reporting Person is trustee and sole beneficiary. (F3) Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. (F2) All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock, (b) the date when the number of outstanding shares of Class B Common Stock represents less than 9% of all outstanding shares of Class A and Class B Common Stock, (c) October 11, 2032 or (d) nine months after the death of the later to die of David A. Duffield and Aneel Bhusri. The shares of Class A and Class B Common Stock have no expiration date. |