Form 4 for SRI STONERIDGE INC
Accepted 2022-03-08 00:00:00 ET · period of report 2022-03-04 · accession 0001331471-22-000007 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-08 | 2022-03-04 | SRI | Hartman Robert J. Jr. | CAO | M - OptEx | $0.00 | +1,607 | 31.6K | +5% | $0 |
| D | 2022-03-08 | 2022-03-04 | SRI | Hartman Robert J. Jr. | CAO | F - Tax | $19.06 | -542 | 31.1K | -2% | -$10.3K |
| D | 2022-03-08 | 2021-03-04 | SRI | Hartman Robert J. Jr. | CAO | M - OptEx | $0.00 | -1,607 | 3,159 | -34% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares, without par value | 2022-03-04 | M | A | 1,607 | $0.00 | 31,607 | D | — | — | |
| 2 | Common | Common Shares, without par value | 2022-03-04 | F | D | 542 | $19.06 | 31,065 | D | — | — | |
| 3 | Derivative | Share Units | 2021-03-04 | M | D | 1,607 | $0.00 | 3,159 | D | — · — to — | 1,607 Common Shares, without par value | (F1) On March 4, 2019 the Reporting Person was granted time-based Share Units pursuant to the Company's Long-Term Incentive Plan. On March 4,2022, 1,607 time-based Share Units under the 2019 grant vested and were paid on a one-for-one basis in Company Common Shares. (F2) Represents Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan in 2020 and 2021 which vest and will be paid on a one-for-one basis in Company Common Shares if the Reporting Person remains employed on the third anniversary from the dates of grant, as applicable. |