Form 4 for CTM Castellum, Inc.
Accepted 2025-01-03 00:00:00 ET · period of report 2025-01-02 · accession 0001332108-25-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-01-03 | 2025-01-02 | CTM | McMillen Charles Thomas | Dir | M - OptEx | $0.21 | +100.0K | 191.0K | +110% | +$21.0K |
| D | 2025-01-03 | 2025-01-02 | CTM | McMillen Charles Thomas | Dir | F - Tax | $0.21 | -15.0K | 125.0K | -11% | -$3,144 |
| D | 2025-01-03 | 2025-01-02 | CTM | McMillen Charles Thomas | Dir | M - OptEx | $0.21 | -110.0K | 140.0K | -44% | -$23.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-01-02 | M | A | 100,028 | $0.21 | 191,015 | D | — | — | (F1) Reflects the issuance of common stock in connection with the cashless exercise of stock options. |
| 2 | Derivative | Stock Options | 2025-01-02 | F | D | 14,972 | $0.21 | 125,000 | D | $0.21 · — to 2031-06-30 | 14,972 Common Stock | (F3) Represents the stock options forfeited by Mr. McMillen for the cashless exercise of stock options. |
| 3 | Derivative | Stock Options | 2025-01-02 | M | D | 110,028 | $0.21 | 139,972 | D | $0.21 · — to 2031-06-30 | 110,028 Common Stock | (F2) These stock options are fully vested and exercised. |