Form 4 for LSTA LISATA THERAPEUTICS, INC.
Accepted 2022-01-12 00:00:00 ET · period of report 2022-01-10 · accession 0001334549-22-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-01-12 | 2022-01-10+ | LSTA | Mazzo David J | CEO, Dir | F - Tax | $0.9086 | -73.2K | 644.1K | -10% | -$66.5K |
| D | 2022-01-12 | 2022-01-10 | LSTA | Mazzo David J | CEO, Dir | A - Grant | $0.00 | +401.0K | 717.3K | +127% | $0 |
| D | 2022-01-12 | 2022-01-10 | LSTA | Mazzo David J | CEO, Dir | A - Grant | $0.00 | +200.0K | 200.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-10 | F | D | 56,410 | $0.92 | 660,887 | D | — | — | (F3) Shares withheld as payment of a tax liability on vesting of restricted stock. (F2) Includes 424,750 unvested restricted stock. |
| 2 | Common | Common Stock | 2022-01-11 | F | D | 16,740 | $0.87 | 644,147 | D | — | — | (F3) Shares withheld as payment of a tax liability on vesting of restricted stock. (F4) Includes 395,000 unvested restricted stock. |
| 3 | Common | Common Stock | 2022-01-10 | A | A | 401,000 | $0.00 | 717,297 | D | — | — | (F1) Represents 401,000 restricted stock awards granted under the Issuer's 2018 Equity Incentive Compensation Plan. The restricted stock awards vest in four equal installments, with one-fourth of the shares vesting on the date of grant and an additional one-fourth vesting on each of the first, second and third annual anniversaries of the grant date. (F2) Includes 424,750 unvested restricted stock. |
| 4 | Derivative | Stock Option (Right to Buy) | 2022-01-10 | A | A | 200,000 | $0.00 | 200,000 | D | $0.92 · 2022-01-10 to 2032-01-10 | 200,000 Common Stock | (F5) One-fourth of the shares underlying the stock options vest immediately on the grant date, with an additional one-fourth vesting on each of the first, second and third annual anniversaries of the grant date. |