Form 4 for AMP Ameriprise Financial
Accepted 2026-07-30 17:17:47 ET · period of report 2026-07-28 · accession 0001335761-26-000013 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-07-30 17:17 | 2026-07-28 | AMP | Berman Walter Stanley | EXECUTIVE VP AND CFO | M - OptEx | $187.49 | +34.1K | 39.7K | +608% | +$6.40M |
| D | 2026-07-30 17:17 | 2026-07-28 | AMP | Berman Walter Stanley | EXECUTIVE VP AND CFO | F - Tax | $550.81 | -23.1K | 16.6K | -58% | -$12.72M |
| DM | 2026-07-30 17:17 | 2026-07-28 | AMP | Berman Walter Stanley | EXECUTIVE VP AND CFO | S - Sale+OE | $548.95 | -11.0K | 5,609 | -66% | -$6.05M |
| DM | 2026-07-30 17:17 | 2026-07-28 | AMP | Berman Walter Stanley | EXECUTIVE VP AND CFO | M - OptEx | $0.00 | -34.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-07-28 | M | A | 10,905 | $165.41 | 16,514 | D | — | — | |
| 2 | Common | Common Stock | 2026-07-28 | M | A | 23,206 | $197.87 | 39,720 | D | — | — | |
| 3 | Common | Common Stock | 2026-07-28 | F | D | 23,099 | $550.81 | 16,621 | D | — | — | |
| 4 | Common | Common Stock | 2026-07-28 | S | D | 10,590 | $548.92 | 6,031 | D | — | — | (F1) Reflects the weighted average price of 10,590 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 28, 2026 with sale prices ranging from $548.5743 to $549.4306 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 5 | Common | Common Stock | 2026-07-28 | S | D | 422 | $549.76 | 5,609 | D | — | — | |
| 6 | Derivative | Employee Stock Option (right to buy) | 2026-07-28 | M | D | 10,905 | $0.00 | 0 | D | $165.41 · — to 2030-01-31 | 10,905 Common Stock | (F3) Fully vested. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2026-07-28 | M | D | 23,206 | $0.00 | 0 | D | $197.87 · — to 2031-01-29 | 23,206 Common Stock | (F3) Fully vested. |