Form 4 for CFFN Capitol Federal Financial, Inc.
Accepted 2023-01-03 00:00:00 ET · period of report 2022-12-31 · accession 0001338346-23-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-03 | 2022-12-31 | CFFN | Van Houweling Tara | Principal Accounting Off | M - OptEx | $13.73 | +953 | 19.5K | +5% | +$13.1K |
| D | 2023-01-03 | 2022-12-31 | CFFN | Van Houweling Tara | Principal Accounting Off | D - Sale to Iss | $8.65 | -953 | 18.6K | -5% | -$8,243 |
| D | 2023-01-03 | 2022-12-31 | CFFN | Van Houweling Tara | Principal Accounting Off | A - Grant | $8.65 | +2,825 | 2,825 | New | +$24.4K |
| D | 2023-01-03 | 2022-12-31 | CFFN | Van Houweling Tara | Principal Accounting Off | M - OptEx | $13.73 | -953 | 0 | -100% | -$13.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | CFFN common stock | 2022-12-31 | M | A | 953 | $13.73 | 19,518 | D | — | — | (F1) Transaction reflects the deemed conversion of phantom stock units previously acquired under the Issuer's Deferred Incentive Bonus Plan into the underlying shares of common stock and the deemed simultaneous disposition of such shares in connection with the cash settlement of such phantom stock units. |
| 2 | Common | CFFN common stock | 2022-12-31 | D | D | 953 | $8.65 | 18,565 | D | — | — | (F1) Transaction reflects the deemed conversion of phantom stock units previously acquired under the Issuer's Deferred Incentive Bonus Plan into the underlying shares of common stock and the deemed simultaneous disposition of such shares in connection with the cash settlement of such phantom stock units. |
| 3 | Derivative | CFFN Phantom Stock 2022 | 2022-12-31 | A | A | 2,825 | $8.65 | 2,825 | D | $8.65 · 2025-12-31 to 2025-12-31 | 2,825 CFFN common stock | |
| 4 | Derivative | CFFN Phantom Stock 2019 | 2022-12-31 | M | D | 953 | $13.73 | 0 | D | $13.73 · 2022-12-31 to 2022-12-31 | 953 CFFN common stock | (F1) Transaction reflects the deemed conversion of phantom stock units previously acquired under the Issuer's Deferred Incentive Bonus Plan into the underlying shares of common stock and the deemed simultaneous disposition of such shares in connection with the cash settlement of such phantom stock units. |