Form 4 for KTOS KRATOS DEFENSE & SECURITY SOLUTIONS, INC.
Accepted 2025-01-07 00:00:00 ET · period of report 2025-01-03 · accession 0001342017-25-000001 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-01-07 | 2025-01-03+ | KTOS | Rock Stacey G | Pres, KTT Division | F - Tax | $27.48 | -5,907 | 53.9K | -10% | -$162.3K |
| DM | 2025-01-07 | 2025-01-03+ | KTOS | Rock Stacey G | Pres, KTT Division | M - OptEx | $0.00 | +15.0K | 55.2K | +37% | $0 |
| D | 2025-01-07 | 2025-01-06 | KTOS | Rock Stacey G | Pres, KTT Division | S - Sale+OE | $28.96 | -4,000 | 57.3K | -7% | -$115.8K |
| DM | 2025-01-07 | 2025-01-03+ | KTOS | Rock Stacey G | Pres, KTT Division | M - OptEx | $0.00 | -15.0K | 0 | -100% | $0 |
| D | 2025-01-07 | 2025-01-03 | KTOS | Rock Stacey G | Pres, KTT Division | A - Grant | $0.00 | +40.0K | 40.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-01-04 | F | D | 1,120 | $27.48 | 59,387 | D | — | — | (F8) Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4. (F10) Includes 3,306 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,444 shares held through Issuer's 401(k). |
| 2 | Common | Common Stock | 2025-01-04 | M | A | 3,000 | $0.00 | 62,387 | D | — | — | (F7) RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant. (F10) Includes 3,306 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,444 shares held through Issuer's 401(k). |
| 3 | Common | Common Stock | 2025-01-04 | F | D | 1,120 | $27.48 | 61,267 | D | — | — | (F8) Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4. (F10) Includes 3,306 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,444 shares held through Issuer's 401(k). |
| 4 | Common | Common Stock | 2025-01-06 | S | D | 4,000 | $28.96 | 57,267 | D | — | — | (F9) This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 22, 2024. (F11) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.61 to $29.40 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. (F10) Includes 3,306 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,444 shares held through Issuer's 401(k). |
| 5 | Common | Common Stock | 2025-01-04 | M | A | 3,000 | $0.00 | 60,507 | D | — | — | (F6) RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant. (F10) Includes 3,306 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,444 shares held through Issuer's 401(k). |
| 6 | Common | Common Stock | 2025-01-03 | F | D | 1,113 | $27.48 | 57,507 | D | — | — | (F8) Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4. (F10) Includes 3,306 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,444 shares held through Issuer's 401(k). |
| 7 | Common | Common Stock | 2025-01-03 | M | A | 3,000 | $0.00 | 58,620 | D | — | — | (F5) RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant. (F10) Includes 3,306 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,444 shares held through Issuer's 401(k). |
| 8 | Common | Common Stock | 2025-01-03 | F | D | 1,275 | $27.48 | 55,620 | D | — | — | (F8) Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4. (F10) Includes 3,306 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,444 shares held through Issuer's 401(k). |
| 9 | Common | Common Stock | 2025-01-03 | M | A | 3,000 | $0.00 | 56,895 | D | — | — | (F4) RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant. (F10) Includes 3,306 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,444 shares held through Issuer's 401(k). |
| 10 | Common | Common Stock | 2025-01-03 | F | D | 1,279 | $27.48 | 53,895 | D | — | — | (F8) Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4. (F10) Includes 3,306 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,444 shares held through Issuer's 401(k). |
| 11 | Common | Common Stock | 2025-01-03 | M | A | 3,000 | $0.00 | 55,174 | D | — | — | (F3) RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant. (F10) Includes 3,306 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,444 shares held through Issuer's 401(k). |
| 12 | Derivative | Restricted Stock Units | 2025-01-04 | M | D | 3,000 | $0.00 | 3,000 | D | — · — to — | 3,000 Common Stock | (F1) Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F6) RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant. |
| 13 | Derivative | Restricted Stock Units | 2025-01-04 | M | D | 3,000 | $0.00 | 12,000 | D | — · — to — | 3,000 Common Stock | (F1) Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F7) RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant. |
| 14 | Derivative | Restricted Stock Units | 2025-01-03 | M | D | 3,000 | $0.00 | 9,000 | D | — · — to — | 3,000 Common Stock | (F1) Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F5) RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant. |
| 15 | Derivative | Restricted Stock Units | 2025-01-03 | M | D | 3,000 | $0.00 | 6,000 | D | — · — to — | 3,000 Common Stock | (F1) Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F4) RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant. |
| 16 | Derivative | Restricted Stock Units | 2025-01-03 | M | D | 3,000 | $0.00 | 0 | D | — · — to — | 3,000 Common Stock | (F1) Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F3) RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant. |
| 17 | Derivative | Restricted Stock Units | 2025-01-03 | A | A | 40,000 | $0.00 | 40,000 | D | — · — to — | 40,000 Common Stock | (F1) Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F2) 15,500 RSUs vest on each of the 1st and 2nd anniversaries of the date of grant and 3,000 RSUs vest on each of the 3rd, 4th, and 5th anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. |