Form 4 for SOFI SoFi Technologies, Inc.
Accepted 2026-09-16 19:44:34 ET · period of report 2026-09-14 · accession 0001351119-26-000019 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-09-16 19:44 | 2026-09-14 | SOFI | Lavet Robert S | GC | M - OptEx | — | +36.1K | 124.3K | +41% | — |
| D | 2026-09-16 19:44 | 2026-09-15 | SOFI | Lavet Robert S | GC | F - Tax | $17.28 | -14.4K | 109.8K | -12% | -$249.1K |
| D | 2026-09-16 19:44 | 2026-09-14 | SOFI | Lavet Robert S | GC | M - OptEx | $0.00 | -36.1K | 36.1K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-09-14 | M | A | 36,057 | — | 124,257 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
| 2 | Common | Common Stock | 2026-09-15 | F | D | 14,414 | $17.28 | 109,843 | D | — | — | (F2) Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. |
| 3 | Derivative | Restricted Stock Unit | 2026-09-14 | M | D | 36,057 | $0.00 | 36,058 | D | — · — to — | 36,057 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on February 11, 2026. (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on February 11, 2026. |