Form 4 for COLM COLUMBIA SPORTSWEAR CO
Accepted 2021-08-04 00:00:00 ET · period of report 2021-08-02 · accession 0001351952-21-000055 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-04 | 2021-08-02 | COLM | Bragdon Peter J | EVP, CAO, GC | M - OptEx | — | +563 | 19.3K | +3% | — |
| DM | 2021-08-04 | 2021-08-02 | COLM | Bragdon Peter J | EVP, CAO, GC | F - Tax | $101.41 | -185 | 19.2K | -1.0% | -$18.8K |
| D | 2021-08-04 | 2021-08-04 | COLM | Bragdon Peter J | EVP, CAO, GC | G - Gift | $0.00 | -300 | 19.1K | -2% | $0 |
| DM | 2021-08-04 | 2021-08-02 | COLM | Bragdon Peter J | EVP, CAO, GC | M - OptEx | $0.00 | -563 | 1,169 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-02 | M | A | 167 | — | 19,413 | D | — | — | (F1) Each restricted stock unit represents a right to receive one share of COLM common stock. |
| 2 | Common | Common Stock | 2021-08-02 | F | D | 55 | $101.41 | 19,358 | D | — | — | (F2) Shares surrendered to the Company as payment to satisfy tax withholding obligation in connection with the vesting of the restricted stock units. |
| 3 | Common | Common Stock | 2021-08-04 | G | D | 300 | $0.00 | 19,058 | D | — | — | |
| 4 | Common | Common Stock | 2021-08-02 | M | A | 90 | — | 19,070 | D | — | — | (F1) Each restricted stock unit represents a right to receive one share of COLM common stock. |
| 5 | Common | Common Stock | 2021-08-02 | F | D | 30 | $101.41 | 19,040 | D | — | — | (F2) Shares surrendered to the Company as payment to satisfy tax withholding obligation in connection with the vesting of the restricted stock units. |
| 6 | Common | Common Stock | 2021-08-02 | M | A | 159 | — | 19,199 | D | — | — | (F1) Each restricted stock unit represents a right to receive one share of COLM common stock. |
| 7 | Common | Common Stock | 2021-08-02 | F | D | 52 | $101.41 | 19,147 | D | — | — | (F2) Shares surrendered to the Company as payment to satisfy tax withholding obligation in connection with the vesting of the restricted stock units. |
| 8 | Common | Common Stock | 2021-08-02 | M | A | 147 | — | 19,294 | D | — | — | (F1) Each restricted stock unit represents a right to receive one share of COLM common stock. |
| 9 | Common | Common Stock | 2021-08-02 | F | D | 48 | $101.41 | 19,246 | D | — | — | (F2) Shares surrendered to the Company as payment to satisfy tax withholding obligation in connection with the vesting of the restricted stock units. |
| 10 | Derivative | Restricted Stock Units | 2021-08-02 | M | D | 147 | $0.00 | 735 | D | — · — to — | 147 Common Stock | (F1) Each restricted stock unit represents a right to receive one share of COLM common stock. (F5) On 1/23/2020 the reporting person was granted 1,178 restricted stock units, 12.5% of the restricted stock units vest semi-annually (a) on the first six-month anniverary of the first day of the first full calendar month following the award date (the "Initial Vest Date"), and (b) on each of the seven subsequent six-month anniversaries of the Initial Vest Date. Vested shares will be delivered to the reporting person on the designated vest dates. If a vesting date falls on a weekend or any other day on which the Nasdaq Stock Market ("NSM") or any national securities exchange on which the Common Stock then is principally traded (the "Exchange") is not open, affected RSUs shall vest on the next following NSM or Exchange business day, as the case may be. (F7) N/A |
| 11 | Derivative | Restricted Stock Units | 2021-08-02 | M | D | 159 | $0.00 | 476 | D | — · — to — | 159 Common Stock | (F1) Each restricted stock unit represents a right to receive one share of COLM common stock. (F4) On 1/24/2019 the reporting person was granted 1,271 restricted stock units, 12.5% of the restricted stock units vest semi-annually (a) on the first six-month anniverary of the first day of the first full calendar month following the award date (the "Initial Vest Date"), and (b) on each of the seven subsequent six-month anniversaries of the Initial Vest Date. Vested shares will be delivered to the reporting person on the designated vest dates. If a vesting date falls on a weekend or any other day on which the Nasdaq Stock Market ("NSM") or any national securities exchange on which the Common Stock then is principally traded (the "Exchange") is not open, affected RSUs shall vest on the next following NSM or Exchange business day, as the case may be. (F7) N/A |
| 12 | Derivative | Restricted Stock Units | 2021-08-02 | M | D | 90 | $0.00 | 0 | D | — · — to — | 90 Common Stock | (F1) Each restricted stock unit represents a right to receive one share of COLM common stock. (F3) On 7/20/2017 the reporting person was granted 363 restricted stock units, 25% of the restricted stock units vest annually (a) on the first anniverary of the first day of the first full calendar month following the award date (the "Initial Vest Date"), and (b) on each of the three subsequent anniversaries of the Initial Vest Date. Vested shares will be delivered to the reporting person on the designated vest dates. If a vesting date falls on a weekend or any other day on which the Nasdaq Stock Market ("NSM") or any national securities exchange on which the Common Stock then is principally traded (the "Exchange") is not open, affected RSUs shall vest on the next following NSM or Exchange business day, as the case may be. (F7) N/A |
| 13 | Derivative | Restricted Stock Units | 2021-08-02 | M | D | 167 | $0.00 | 1,169 | D | — · — to — | 167 Common Stock | (F1) Each restricted stock unit represents a right to receive one share of COLM common stock. (F6) On 1/28/2021 the reporting person was granted 1,336 restricted stock units, 12.5% of the restricted stock units vest semi-annually (a) on the first six-month anniverary of the first day of the first full calendar month following the award date (the "Initial Vest Date"), and (b) on each of the seven subsequent six-month anniversaries of the Initial Vest Date. Vested shares will be delivered to the reporting person on the designated vest dates. If a vesting date falls on a weekend or any other day on which the Nasdaq Stock Market ("NSM") or any national securities exchange on which the Common Stock then is principally traded (the "Exchange") is not open, affected RSUs shall vest on the next following NSM or Exchange business day, as the case may be. (F7) N/A |