Form 4 for SMBC SOUTHERN MISSOURI BANCORP, INC.
Accepted 2026-07-31 16:43:30 ET · period of report 2026-07-29 · accession 0001355433-26-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-07-31 16:43 | 2026-07-29 | SMBC | HECKER MARK E | EVP-Chief CREDIT Off | M - OptEx | $35.83 | +4,000 | 11.9K | +51% | +$143.3K |
| D | 2026-07-31 16:43 | 2026-07-29 | SMBC | HECKER MARK E | EVP-Chief CREDIT Off | D - Sale to Iss | $78.31 | -1,830 | 10.1K | -15% | -$143.3K |
| DM | 2026-07-31 16:43 | 2026-07-29 | SMBC | HECKER MARK E | EVP-Chief CREDIT Off | M - OptEx | $35.83 | -4,000 | 0 | -100% | -$143.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-07-29 | M | A | 2,000 | $37.31 | 9,895 | D | — | — | (F1) On July 29, 2026, the Reporting Person exercised employee stock options to purchase an aggregate of 4,000 shares of the Issuer's common stock, consisting of options to purchase 2,000 shares at an exercise price of $37.31 per share and options to purchase 2,000 shares at an exercise price of $34.35 per share. The aggregate exercise price of $143,320 was paid through the delivery to the Issuer of 1,830 shares of common stock previously owned by the Reporting Person having an aggregate fair market value of $143,307, together with a cash payment of $13. The surrendered shares are reported in Table I as a disposition. |
| 2 | Common | Common Stock | 2026-07-29 | M | A | 2,000 | $34.35 | 11,895 | D | — | — | (F1) On July 29, 2026, the Reporting Person exercised employee stock options to purchase an aggregate of 4,000 shares of the Issuer's common stock, consisting of options to purchase 2,000 shares at an exercise price of $37.31 per share and options to purchase 2,000 shares at an exercise price of $34.35 per share. The aggregate exercise price of $143,320 was paid through the delivery to the Issuer of 1,830 shares of common stock previously owned by the Reporting Person having an aggregate fair market value of $143,307, together with a cash payment of $13. The surrendered shares are reported in Table I as a disposition. |
| 3 | Common | Common Stock | 2026-07-29 | D | D | 1,830 | $78.31 | 10,065 | D | — | — | (F1) On July 29, 2026, the Reporting Person exercised employee stock options to purchase an aggregate of 4,000 shares of the Issuer's common stock, consisting of options to purchase 2,000 shares at an exercise price of $37.31 per share and options to purchase 2,000 shares at an exercise price of $34.35 per share. The aggregate exercise price of $143,320 was paid through the delivery to the Issuer of 1,830 shares of common stock previously owned by the Reporting Person having an aggregate fair market value of $143,307, together with a cash payment of $13. The surrendered shares are reported in Table I as a disposition. |
| 4 | Derivative | Stock Option (Right to Buy) | 2026-07-29 | M | D | 2,000 | $34.35 | 0 | D | $34.35 · — to 2029-01-04 | 2,000 Common Stock | (F3) The options become exercisable in 20% installments over a five year period with the first installment vesting on 1/4/20. Each remaining installment vests annually thereafter. |
| 5 | Derivative | Stock Option (Right to Buy) | 2026-07-29 | M | D | 2,000 | $37.31 | 0 | D | $37.31 · — to 2028-01-16 | 2,000 Common Stock | (F4) The options become exercisable in 20% installments over a five year period with the first installment vesting on 1/16/19. Each remaining installment vests annually thereafter. |