Form 4 for HWBK HAWTHORN BANCSHARES, INC.
Accepted 2024-03-15 00:00:00 ET · period of report 2024-03-14 · accession 0001355435-24-000005 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-03-15 | 2024-03-14 | HWBK | GILES BRENT M | CEO, Dir | P - Purchase | $19.57 | +35 | 12.3K | +0.3% | +$684.95 | |
| I | 2024-03-15 | 2024-03-14 | HWBK | GILES BRENT M | CEO, Dir | P - Purchase | $19.51 | +1,224 | 5,527 | +28% | +$23.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-14 | P | A | 35 | $19.57 | 12,312 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.05 to $19.85, inclusive. The reporting person undertakes to provide to Hawthorn Bancshares, Inc., any security holder of Hawthorn Bancshares, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. (F3) Represents 12,277 restricted stock units ("RSUs") granted under the Hawthorn Bancshares, Inc. Equity Incentive Plan. The RSUs vest in three equal annual installments on the first, second and third anniversary date of the grant, subject to the reporting person's continued employment on such vesting date. Also represents 10 shares held jointly with one daughter and 25 shares held jointly with another daughter. |
| 2 | Common | Common Stock | 2024-03-14 | P | A | 1,224 | $19.51 | 5,527 | I Trust | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.05 to $19.85, inclusive. The reporting person undertakes to provide to Hawthorn Bancshares, Inc., any security holder of Hawthorn Bancshares, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. (F2) Includes shares acquired since the last report pursuant to the Company's DRIP program. |