Form 4 for HWBK HAWTHORN BANCSHARES, INC.
Accepted 2025-05-05 00:00:00 ET · period of report 2025-05-01 · accession 0001355435-25-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-05-05 | 2025-05-01 | HWBK | GILES BRENT M | CEO, Dir | A - Grant | $0.00 | +8,174 | 27.5K | +42% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-05-01 | A | A | 8,174 | $0.00 | 27,545.39 | D | — | — | (F1) Represents restricted stock units ("RSUs") granted under the Hawthorn Bancshares, Inc. Equity Incentive Plan. The RSUs vest in three equal annual installments on the first, second and third anniversary date of the grant, subject to the reporting person's continued employment on such vesting date. (F2) Consists of (a) 35.388 shares of Common Stock, and (b) unvested restricted stock units ("RSUs") awarded to the reporting person under the Hawthorn Bancshares, Inc. Equity Incentive Plan that can be settled only in shares of Common Stock. The RSUs vest as follows: 3,717 units on May 1, 2025; 4,092 units on June 30, 2025; 6,442 units on May 1, 2026; 4,093 units on June 30, 2026; 6,442 units on May 1, 2027; and 2,724 units on May 1, 2028. |