Form 4 for HWBK HAWTHORN BANCSHARES, INC.
Accepted 2026-05-05 16:07:34 ET · period of report 2026-05-01 · accession 0001355435-26-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-05-05 16:07 | 2026-05-01 | HWBK | GILES BRENT M | CEO, Dir | A - Grant | $0.00 | +6,849 | 20.1K | +52% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-05-01 | A | A | 6,849 | $0.00 | 20,143.65 | D | — | — | (F1) Consists of (a) 35.6504 shares of Common Stock, and (b) unvested restricted stock units ("RSUs") awarded to the reporting person under the Hawthorn Bancshares, Inc. Equity Incentive Plan that can be settled in only shares of Common Stock. The RSUs vest as follows: 4,093 units on June 30, 2026; 8,725 units on May 1, 2027; 5,007 units on May 1, 2028; and 2,283 units on May 1, 2029. |