Form 4 for APA APA Corporation
Accepted 2022-01-05 00:00:00 ET · period of report 2022-01-03 · accession 0001357400-22-000018 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-01-05 | 2022-01-03 | APA | LANNIE P ANTHONY | Exec. Vice Pres, Gen Counsel | D - Sale to Iss | $28.06 | -9,967 | 178.9K | -5% | -$279.7K |
| DM | 2022-01-05 | 2022-01-03 | APA | LANNIE P ANTHONY | Exec. Vice Pres, Gen Counsel | M - OptEx | $0.00 | +24.9K | 184.8K | +16% | $0 |
| D | 2022-01-05 | 2022-01-03 | APA | LANNIE P ANTHONY | Exec. Vice Pres, Gen Counsel | F - Tax | $28.06 | -5,884 | 178.9K | -3% | -$165.1K |
| DM | 2022-01-05 | 2022-01-04 | APA | LANNIE P ANTHONY | Exec. Vice Pres, Gen Counsel | A - Grant | $0.00 | +34.0K | 94.4K | +56% | $0 |
| DM | 2022-01-05 | 2022-01-03 | APA | LANNIE P ANTHONY | Exec. Vice Pres, Gen Counsel | M - OptEx | $0.00 | -24.9K | 84.0K | -23% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-03 | D | D | 9,967 | $28.06 | 178,892 | D | — | — | (F4) Table does not reflect vesting on 01/03/2022 of 624 performance restricted stock units granted under the employer plan and tied solely to Altus Midstream Company's Class A common stock price. The restricted stock units can be settled only in cash and vesting occurs ratably over three years. |
| 2 | Common | Common Stock | 2022-01-03 | M | A | 9,967 | — | 188,859 | D | — | — | (F3) Each restricted stock unit is the economic equivalent of one share of the Issuer's common stock and can only be settled in cash. |
| 3 | Common | Common Stock | 2022-01-03 | M | A | 14,951 | $0.00 | 184,776 | D | — | — | |
| 4 | Common | Common Stock | 2022-01-03 | F | D | 5,884 | $28.06 | 178,892 | D | — | — | |
| 5 | Derivative | Restricted Stock / Units | 2022-01-04 | A | A | 13,588 | $0.00 | 108,004 | D | $0.00 · — to — | 13,588 Common Stock | (F7) With tandem tax withholding right. (F5) One share of APA common stock for each restricted stock unit. (F9) Restricted stock units granted 01/04/2022 under employer plan. The units vests ratably over three years and may only be paid in cash. |
| 6 | Derivative | Restricted Stock / Units | 2022-01-03 | M | D | 9,967 | $0.00 | 74,034 | D | $0.00 · — to — | 9,967 Common Stock | (F3) Each restricted stock unit is the economic equivalent of one share of the Issuer's common stock and can only be settled in cash. (F6) Vesting on 01/03/2022 of cash-based restricted stock units under employer plan. Vesting occurs ratably over three years. |
| 7 | Derivative | Restricted Stock / Units | 2022-01-03 | M | D | 14,951 | $0.00 | 84,001 | D | $0.00 · — to — | 14,951 Common Stock | (F5) One share of APA common stock for each restricted stock unit. (F1) Vesting on 01/03/2022 of restricted stock units under the employer plan. Vesting occurs ratably over three years. |
| 8 | Derivative | Restricted Stock / Units | 2022-01-04 | A | A | 20,382 | $0.00 | 94,416 | D | $0.00 · — to — | 20,382 Common Stock | (F7) With tandem tax withholding right. (F5) One share of APA common stock for each restricted stock unit. (F8) Restricted stock units granted 01/04/2022 under employer plan. The units vests ratably over three years. |