Form 4 for APA APA Corporation
Accepted 2022-01-05 00:00:00 ET · period of report 2022-01-03 · accession 0001357400-22-000021 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-01-05 | 2022-01-03 | APA | CHRISTMANN JOHN J | CEO, Pres, Dir | D - Sale to Iss | $28.06 | -37.5K | 441.4K | -8% | -$1.05M |
| DM | 2022-01-05 | 2022-01-03 | APA | CHRISTMANN JOHN J | CEO, Pres, Dir | M - OptEx | $0.00 | +93.7K | 463.5K | +25% | $0 |
| D | 2022-01-05 | 2022-01-03 | APA | CHRISTMANN JOHN J | CEO, Pres, Dir | F - Tax | $28.06 | -22.1K | 441.4K | -5% | -$620.9K |
| DM | 2022-01-05 | 2022-01-03 | APA | CHRISTMANN JOHN J | CEO, Pres, Dir | M - OptEx | $0.00 | -93.7K | 275.0K | -25% | $0 |
| DM | 2022-01-05 | 2022-01-04 | APA | CHRISTMANN JOHN J | CEO, Pres, Dir | A - Grant | $0.00 | +114.7K | 389.7K | +42% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-03 | D | D | 37,488 | $28.06 | 441,413.34 | D | — | — | (F4) Table does not reflect vesting on 01/03/2022 of 2,380 performance restricted stock units granted under the employer plan and tied solely to Altus Midstream Company's Class A common stock price. The restricted stock units can be settled only in cash and vesting occurs ratably over three years. |
| 2 | Common | Common Stock | 2022-01-03 | M | A | 37,488 | — | 478,901.34 | D | — | — | (F3) Each restricted stock unit is the economic equivalent of one share of the Issuer's common stock and can only be settled in cash. |
| 3 | Common | Common Stock | 2022-01-03 | F | D | 22,128 | $28.06 | 441,413.34 | D | — | — | |
| 4 | Common | Common Stock | 2022-01-03 | M | A | 56,232 | $0.00 | 463,541.34 | D | — | — | |
| 5 | Derivative | Restricted Stock / Units | 2022-01-03 | M | D | 56,232 | $0.00 | 312,473 | D | $0.00 · — to — | 56,232 Common Stock | (F5) One share of APA common stock for each restricted stock unit. (F1) Vesting on 01/03/2022 of restricted stock units under the employer plan. Vesting occurs ratably over three years. |
| 6 | Derivative | Restricted Stock / Units | 2022-01-03 | M | D | 37,488 | $0.00 | 274,985 | D | $0.00 · — to — | 37,488 Common Stock | (F3) Each restricted stock unit is the economic equivalent of one share of the Issuer's common stock and can only be settled in cash. (F6) Vesting on 01/03/2022 of cash-based restricted stock units under employer plan. Vesting occurs ratably over three years. |
| 7 | Derivative | Restricted Stock / Units | 2022-01-04 | A | A | 68,839 | $0.00 | 343,824 | D | $0.00 · — to — | 68,839 Common Stock | (F7) With tandem tax withholding right. (F5) One share of APA common stock for each restricted stock unit. (F8) Restricted stock units granted 01/04/2022 under employer plan. The units vests ratably over three years. |
| 8 | Derivative | Restricted Stock / Units | 2022-01-04 | A | A | 45,892 | $0.00 | 389,716 | D | $0.00 · — to — | 45,892 Common Stock | (F7) With tandem tax withholding right. (F5) One share of APA common stock for each restricted stock unit. (F9) Restricted stock units granted 01/04/2022 under employer plan. The units vests ratably over three years and may only be paid in cash. |