Form 4 for APA APA Corporation
Accepted 2022-02-03 00:00:00 ET · period of report 2022-02-01 · accession 0001357400-22-000034 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-03 | 2022-02-01 | APA | CHRISTMANN JOHN J | CEO, Pres, Dir | G - Gift | $0.00 | -2,763 | 468.4K | -0.6% | $0 |
| DMI | 2022-02-03 | 2022-02-01 | APA | CHRISTMANN JOHN J | CEO, Pres, Dir | G - Gift | $0.00 | +2,763 | 6,864 | +67% | $0 |
| D | 2022-02-03 | 2022-02-01 | APA | CHRISTMANN JOHN J | CEO, Pres, Dir | F - Tax | $34.71 | -18.1K | 469.3K | -4% | -$627.7K |
| DM | 2022-02-03 | 2022-02-01 | APA | CHRISTMANN JOHN J | CEO, Pres, Dir | M - OptEx | $0.00 | +76.6K | 472.1K | +19% | $0 |
| D | 2022-02-03 | 2022-02-01 | APA | CHRISTMANN JOHN J | CEO, Pres, Dir | D - Sale to Iss | $34.71 | -30.6K | 441.4K | -6% | -$1.06M |
| DM | 2022-02-03 | 2022-02-01 | APA | CHRISTMANN JOHN J | CEO, Pres, Dir | M - OptEx | $0.00 | -76.6K | 466.3K | -14% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-01 | G | D | 921 | $0.00 | 467,443.34 | D | — | — | (F5) Gift to the CAC 1998 Trust of which the reporting person is the trustee. |
| 2 | Common | Common Stock | 2022-02-01 | G | D | 921 | $0.00 | 466,522.34 | D | — | — | (F6) Gift to the CEC 2003 Trust of which the reporting person is the trustee. |
| 3 | Common | Common Stock | 2022-02-01 | G | A | 921 | $0.00 | 6,864.33 | I | — | — | |
| 4 | Common | Common Stock | 2022-02-01 | G | A | 921 | $0.00 | 6,864.33 | I | — | — | |
| 5 | Common | Common Stock | 2022-02-01 | G | A | 921 | $0.00 | 6,864.33 | I | — | — | |
| 6 | Common | Common Stock | 2022-02-01 | G | D | 921 | $0.00 | 468,364.34 | D | — | — | (F4) Gift to the JJCV 1998 Trust of which the reporting person is the trustee. |
| 7 | Common | Common Stock | 2022-02-01 | F | D | 18,085 | $34.71 | 469,285.34 | D | — | — | |
| 8 | Common | Common Stock | 2022-02-01 | M | A | 45,957 | $0.00 | 487,370.34 | D By CEC 2003 Trust | — | — | |
| 9 | Common | Common Stock | 2022-02-01 | D | D | 30,638 | $34.71 | 441,413.34 | D By CAC 1998 Trust | — | — | |
| 10 | Common | Common Stock | 2022-02-01 | M | A | 30,638 | — | 472,051.34 | D By JJC V 1998 Trust | — | — | (F1) Each restricted stock unit is the economic equivalent of one share of the Issuer's common stock and can only be settled in cash. |
| 11 | Derivative | Restricted Stock / Units | 2022-02-01 | M | D | 45,957 | $0.00 | 420,319 | D | $0.00 · — to — | 45,957 Common Stock | (F7) With tandem tax withholding right. (F9) One share of APA common stock for each restricted stock unit. (F2) Vesting on 02/01/2022 of restricted stock units under the employer plan. Vesting occurs ratably over three years. |
| 12 | Derivative | Restricted Stock / Units | 2022-02-01 | M | D | 30,638 | $0.00 | 466,276 | D | $0.00 · — to — | 30,638 Common Stock | (F7) With tandem tax withholding right. (F1) Each restricted stock unit is the economic equivalent of one share of the Issuer's common stock and can only be settled in cash. (F8) Vesting on 02/01/2022 of cash-based restricted stock units under employer plan. Vesting occurs ratably over three years. |