Form 4 for APA APA Corporation
Accepted 2023-01-05 00:00:00 ET · period of report 2023-01-03 · accession 0001357400-23-000022 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-01-05 | 2023-01-03 | APA | Riney Stephen J | CFO, Executive Vice Pres | M - OptEx | $0.00 | +20.6K | 31.6K | +189% | $0 |
| D | 2023-01-05 | 2023-01-03 | APA | Riney Stephen J | CFO, Executive Vice Pres | D - Sale to Iss | $43.62 | -8,253 | 23.3K | -26% | -$360.0K |
| D | 2023-01-05 | 2023-01-03 | APA | Riney Stephen J | CFO, Executive Vice Pres | F - Tax | $43.62 | -4,872 | 23.3K | -17% | -$212.5K |
| DM | 2023-01-05 | 2023-01-03 | APA | Riney Stephen J | CFO, Executive Vice Pres | M - OptEx | $0.00 | -20.6K | 118.5K | -15% | $0 |
| DM | 2023-01-05 | 2023-01-04 | APA | Riney Stephen J | CFO, Executive Vice Pres | A - Grant | $0.00 | +37.7K | 141.2K | +36% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-03 | M | A | 12,379 | $0.00 | 28,184 | D | — | — | |
| 2 | Common | Common Stock | 2023-01-03 | D | D | 8,253 | $43.62 | 23,312 | D | — | — | |
| 3 | Common | Common Stock | 2023-01-03 | F | D | 4,872 | $43.62 | 23,312 | D | — | — | |
| 4 | Common | Common Stock | 2023-01-03 | M | A | 8,253 | — | 31,565 | D | — | — | (F3) Each restricted stock unit is the economic equivalent of one share of the Issuer's common stock and can only be settled in cash. |
| 5 | Derivative | Restricted Stock / Units | 2023-01-03 | M | D | 12,379 | $0.00 | 126,774 | D | $0.00 · — to — | 12,379 Common Stock | (F4) One share of APA common stock for each restricted stock unit. (F1) Vesting on 01/03/2023 of restricted stock units under the employer plan. Vesting occurs ratably over three years. |
| 6 | Derivative | Restricted Stock / Units | 2023-01-03 | M | D | 8,253 | $0.00 | 118,521 | D | $0.00 · — to — | 8,253 Common Stock | (F3) Each restricted stock unit is the economic equivalent of one share of the Issuer's common stock and can only be settled in cash. (F5) Vesting on 01/03/2023 of cash-based restricted stock units under employer plan. Vesting occurs ratably over three years. |
| 7 | Derivative | Restricted Stock / Units | 2023-01-04 | A | A | 15,088 | $0.00 | 156,242 | D | $0.00 · — to — | 15,088 Common Stock | (F6) With tandem tax withholding right. (F4) One share of APA common stock for each restricted stock unit. (F8) Restricted stock units granted 01/04/2023 under employer plan. The units vests ratably over three years and may only be paid in cash. |
| 8 | Derivative | Restricted Stock / Units | 2023-01-04 | A | A | 22,633 | $0.00 | 141,154 | D | $0.00 · — to — | 22,633 Common Stock | (F6) With tandem tax withholding right. (F4) One share of APA common stock for each restricted stock unit. (F7) Restricted stock units granted 01/04/2023 under employer plan. The units vests ratably over three years. |