Form 4 for NUVB Nuvation Bio Inc.
Accepted 2026-04-08 16:23:17 ET · period of report 2026-04-06 · accession 0001369453-26-000005 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMT | 2026-04-08 16:23 | 2026-04-06 | NUVB | Wentworth Kerry | Chief REGULATORY Off | M - OptEx | $1.91 | +200.0K | 253.0K | +377% | +$381.0K |
| DT | 2026-04-08 16:23 | 2026-04-06 | NUVB | Wentworth Kerry | Chief REGULATORY Off | S - Sale+OE | $4.52 | -200.0K | 53.0K | -79% | -$903.6K |
| DMT | 2026-04-08 16:23 | 2026-04-06 | NUVB | Wentworth Kerry | Chief REGULATORY Off | M - OptEx | $0.00 | -200.0K | 300.0K | -40% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2026-04-06 | M | A | 100,000 | $1.87 | 153,000 | D | — | — | |
| 2 | Common | Class A Common Stock | 2026-04-06 | M | A | 100,000 | $1.94 | 253,000 | D | — | — | |
| 3 | Common | Class A Common Stock | 2026-04-06 | S | D | 200,000 | $4.52 | 53,000 | D | — | — | (F1) Shares sold pursuant to a 10b5-1 plan dated December 4, 2025. (F2) Price reported is a weighted-average sales price. The shares were sold at prices ranging from $4.44 to $4.64. The Reporting Person will provide, upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 4 | Derivative | Stock Option (Right to Buy) | 2026-04-06 | M | D | 100,000 | $0.00 | 400,000 | D | $1.87 · — to 2034-02-27 | 100,000 Class A Common Stock | (F3) Option vests as to 25% on the one year anniversary of 2/29/2024, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date. |
| 5 | Derivative | Stock Option (Right to Buy) | 2026-04-06 | M | D | 100,000 | $0.00 | 300,000 | D | $1.94 · — to 2033-02-27 | 100,000 Class A Common Stock | (F4) Option vests as to 25% on the one year anniversary of 2/28/2023, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date. |