Form 4 for TRUP TRUPANION, INC.
Accepted 2021-11-16 00:00:00 ET · period of report 2021-11-12 · accession 0001371285-21-000300 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-16 | 2021-11-12 | TRUP | Wolff Andrew D. | CFO | M - OptEx | $0.00 | +145 | 278 | +109% | $0 |
| D | 2021-11-16 | 2021-11-12 | TRUP | Wolff Andrew D. | CFO | F - Tax | $129.99 | -34 | 244 | -12% | -$4,420 |
| D | 2021-11-16 | 2021-11-12 | TRUP | Wolff Andrew D. | CFO | M - OptEx | $0.00 | -145 | 14.1K | -1% | $0 |
| DM | 2021-11-16 | 2021-11-12 | TRUP | Wolff Andrew D. | CFO | A - Grant | $0.00 | +7,189 | 14.2K | +102% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-12 | M | A | 145 | $0.00 | 278 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-12 | F | D | 34 | $129.99 | 244 | D | — | — | (F1) This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person. |
| 3 | Derivative | Restricted Stock Unit (RSU) | 2021-11-12 | M | D | 145 | $0.00 | 14,088 | D | — · — to — | 145 Common Stock | (F2) Restricted stock units convert into common stock on a one-for-one basis. (F3) The RSU was fully vested on date of grant. |
| 4 | Derivative | Restricted Stock Unit (RSU) | 2021-11-12 | A | A | 145 | $0.00 | 7,189 | D | — · — to — | 145 Common Stock | (F2) Restricted stock units convert into common stock on a one-for-one basis. (F3) The RSU was fully vested on date of grant. |
| 5 | Derivative | Restricted Stock Unit (RSU) | 2021-11-12 | A | A | 7,044 | $0.00 | 14,233 | D | — · — to — | 7,044 Common Stock | (F2) Restricted stock units convert into common stock on a one-for-one basis. (F4) On November 12, 2021, the Reporting Person was granted 7,044 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on November 12, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date. |