Form 4 for TRUP TRUPANION, INC.
Accepted 2022-01-21 00:00:00 ET · period of report 2021-08-25 · accession 0001371285-22-000008 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2022-01-21 | 2022-01-19 | TRUP | RAWLINGS DARRYL | CEO, Dir | S - Sale+OE | $97.29 | -4,000 | 947.2K | -0.4% | -$389.2K |
| DM | 2022-01-21 | 2021-08-25+ | TRUP | RAWLINGS DARRYL | CEO, Dir | F - Tax | $107.17 | -3,314 | 546.6K | -0.6% | -$355.2K |
| DM | 2022-01-21 | 2021-08-25+ | TRUP | RAWLINGS DARRYL | CEO, Dir | M - OptEx | — | +9,645 | 548.1K | +2% | — |
| D | 2022-01-21 | 2021-11-25 | TRUP | RAWLINGS DARRYL | CEO, Dir | S - Sale+OE | $125.22 | -480 | 549.5K | -0.1% | -$60.1K |
| DM | 2022-01-21 | 2021-08-25+ | TRUP | RAWLINGS DARRYL | CEO, Dir | M - OptEx | $0.00 | -9,645 | 2,439 | -80% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-19 | S | D | 4,000 | $97.29 | 947,222 | I | — | — | (F6) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.88 to $99.14 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6). |
| 2 | Common | Common Stock | 2021-08-25 | F | D | 825 | $93.83 | 548,794 | D | — | — | (F2) This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person. |
| 3 | Common | Common Stock | 2021-08-25 | M | A | 2,098 | — | 549,619 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 4 | Common | Common Stock | 2021-08-25 | F | D | 592 | $93.83 | 547,521 | D | — | — | (F2) This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person. |
| 5 | Common | Common Stock | 2021-11-25 | S | D | 480 | $125.22 | 549,533 | D | — | — | (F3) This Form 4 discloses the shares of common stock that have been sold by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units. (F4) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.22 to $125.56 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4). |
| 6 | Common | Common Stock | 2021-11-25 | M | A | 1,505 | — | 551,038 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 7 | Common | Common Stock | 2021-11-25 | F | D | 592 | $125.03 | 550,446 | D | — | — | (F2) This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person. |
| 8 | Common | Common Stock | 2021-11-25 | M | A | 2,098 | — | 552,544 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 9 | Common | Common Stock | 2021-11-25 | F | D | 825 | $125.03 | 551,719 | D | — | — | (F2) This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person. |
| 10 | Common | Common Stock | 2021-11-25 | M | A | 1,219 | — | 550,013 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 11 | Common | Common Stock | 2021-08-25 | M | A | 1,220 | — | 547,088 | D By Kuyashii Primary Equities LLC | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 12 | Common | Common Stock | 2021-08-25 | F | D | 480 | $93.83 | 546,608 | D | — | — | (F2) This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person. |
| 13 | Common | Common Stock | 2021-08-25 | M | A | 1,505 | — | 548,113 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 14 | Derivative | Restricted Stock Unit (RSU) | 2021-11-25 | M | D | 2,098 | $0.00 | 18,881 | D | — · — to 2024-02-25 | 2,098 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F9) The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date. |
| 15 | Derivative | Restricted Stock Unit (RSU) | 2021-11-25 | M | D | 1,505 | $0.00 | 7,525 | D | — · — to 2023-02-25 | 1,505 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F8) The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date. |
| 16 | Derivative | Restricted Stock Unit (RSU) | 2021-11-25 | M | D | 1,219 | $0.00 | 1,220 | D | — · — to 2022-02-25 | 1,219 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F7) The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date. |
| 17 | Derivative | Restricted Stock Unit (RSU) | 2021-08-25 | M | D | 2,098 | $0.00 | 20,979 | D | — · — to 2024-02-25 | 2,098 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F9) The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date. |
| 18 | Derivative | Restricted Stock Unit (RSU) | 2021-08-25 | M | D | 1,505 | $0.00 | 9,030 | D | — · — to 2023-02-25 | 1,505 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F8) The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date. |
| 19 | Derivative | Restricted Stock Unit (RSU) | 2021-08-25 | M | D | 1,220 | $0.00 | 2,439 | D | — · — to 2022-02-25 | 1,220 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F7) The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date. |