Form 4/A for TRUP TRUPANION, INC.
Accepted 2022-09-02 00:00:00 ET · period of report 2022-08-25 · accession 0001371285-22-000216 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMA | 2022-09-02 | 2022-08-25 | TRUP | Friedman Gavin | EVP, Legal, Regulatory | M - OptEx | — | +5,458 | 8,068 | +209% | — |
| DMA | 2022-09-02 | 2022-08-25 | TRUP | Friedman Gavin | EVP, Legal, Regulatory | F - Tax | $77.49 | -2,146 | 7,280 | -23% | -$166.3K |
| DMA | 2022-09-02 | 2022-08-25 | TRUP | Friedman Gavin | EVP, Legal, Regulatory | M - OptEx | $0.00 | -5,458 | 1,368 | -80% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-25 | M | A | 684 | — | 4,652 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2022-08-25 | F | D | 269 | $77.49 | 4,383 | D | — | — | (F2) This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person. |
| 3 | Common | Common Stock | 2022-08-25 | M | A | 23 | — | 4,406 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 4 | Common | Common Stock | 2022-08-25 | F | D | 9 | $77.49 | 4,397 | D | — | — | (F2) This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person. |
| 5 | Common | Common Stock | 2022-08-25 | M | A | 2,747 | — | 7,144 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 6 | Common | Common Stock | 2022-08-25 | F | D | 1,080 | $77.49 | 6,064 | D | — | — | (F2) This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person. |
| 7 | Common | Common Stock | 2022-08-25 | M | A | 2,004 | — | 8,068 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 8 | Common | Common Stock | 2022-08-25 | F | D | 788 | $77.49 | 7,280 | D | — | — | (F2) This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person. |
| 9 | Derivative | Restricted Stock Unit (RSU) | 2022-08-25 | M | D | 23 | $0.00 | 114 | D | — · — to 2023-11-25 | 23 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on November 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date. |
| 10 | Derivative | Restricted Stock Unit (RSU) | 2022-08-25 | M | D | 2,004 | $0.00 | 20,038 | D | — · — to 2025-02-25 | 2,004 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F6) On February 22, 2021, the Reporting Person was granted 32,061 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date. |
| 11 | Derivative | Restricted Stock Unit (RSU) | 2022-08-25 | M | D | 2,747 | $0.00 | 16,478 | D | — · — to 2024-02-25 | 2,747 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F5) The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date. |
| 12 | Derivative | Restricted Stock Unit (RSU) | 2022-08-25 | M | D | 684 | $0.00 | 1,368 | D | — · — to 2023-02-25 | 684 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date. |