Form 4 for TRUP TRUPANION, INC.
Accepted 2023-08-29 00:00:00 ET · period of report 2023-08-25 · accession 0001371285-23-000260 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-29 | 2023-08-25 | TRUP | Li Wei | Interim CFO | M - OptEx | — | +625 | 4,914 | +15% | — |
| DM | 2023-08-29 | 2023-08-25 | TRUP | Li Wei | Interim CFO | F - Tax | $29.88 | -148 | 4,737 | -3% | -$4,422 |
| DM | 2023-08-29 | 2023-08-25 | TRUP | Li Wei | Interim CFO | M - OptEx | $0.00 | -625 | 13 | -98% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-25 | M | A | 12 | — | 4,444 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2023-08-25 | F | D | 2 | $29.88 | 4,442 | D | — | — | (F2) This Form 4 discloses the shares of common stock that have been sold by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units. |
| 3 | Common | Common Stock | 2023-08-25 | M | A | 81 | — | 4,523 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 4 | Common | Common Stock | 2023-08-25 | F | D | 19 | $29.88 | 4,504 | D | — | — | (F2) This Form 4 discloses the shares of common stock that have been sold by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units. |
| 5 | Common | Common Stock | 2023-08-25 | M | A | 307 | — | 4,811 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 6 | Common | Common Stock | 2023-08-25 | F | D | 5 | $29.88 | 4,909 | D | — | — | |
| 7 | Common | Common Stock | 2023-08-25 | M | A | 7 | — | 4,744 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 8 | Common | Common Stock | 2023-08-25 | F | D | 1 | $29.88 | 4,743 | D | — | — | (F2) This Form 4 discloses the shares of common stock that have been sold by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units. |
| 9 | Common | Common Stock | 2023-08-25 | M | A | 195 | — | 4,938 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 10 | Common | Common Stock | 2023-08-25 | F | D | 47 | $29.88 | 4,891 | D | — | — | (F2) This Form 4 discloses the shares of common stock that have been sold by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units. |
| 11 | Common | Common Stock | 2023-08-25 | M | A | 23 | — | 4,914 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 12 | Common | Common Stock | 2023-08-25 | F | D | 74 | $29.88 | 4,737 | D | — | — | (F2) This Form 4 discloses the shares of common stock that have been sold by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units. |
| 13 | Derivative | Restricted Stock Unit (RSU) | 2023-08-25 | M | D | 81 | $0.00 | 161 | D | — · — to — | 81 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) On April 3, 2020, the reporting person was granted 1,289 restricted stock units (RSUs). The RSUs vested and converted into common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date. |
| 14 | Derivative | Restricted Stock Unit (RSU) | 2023-08-25 | M | D | 307 | $0.00 | 1,845 | D | — · — to — | 307 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F5) On February 22, 2021, the reporting person was granted 4,919 restricted stock units (RSUs). The RSUs vested and converted into common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date. |
| 15 | Derivative | Restricted Stock Unit (RSU) | 2023-08-25 | M | D | 7 | $0.00 | 51 | D | — · — to — | 7 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F6) On May 10, 2021, the reporting person was granted 117 restricted stock units (RSUs). The RSUs vested and converted into common stock of the Issuer as to 1/4th of the total shares on May 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date. |
| 16 | Derivative | Restricted Stock Unit (RSU) | 2023-08-25 | M | D | 195 | $0.00 | 1,950 | D | — · — to — | 195 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F7) On February 28, 2022, the reporting person was granted 3,121 restricted stock units (RSUs). The RSUs vested and converted into common stock of the Issuer as to 1/4th of the total shares on February 25, 2023, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date. |
| 17 | Derivative | Restricted Stock Unit (RSU) | 2023-08-25 | M | D | 23 | $0.00 | 67 | D | — · — to — | 23 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F8) On August 12, 2022, the reporting person was granted 90 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on August 25, 2023, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date. |
| 18 | Derivative | Restricted Stock Unit (RSU) | 2023-08-25 | M | D | 12 | $0.00 | 13 | D | — · — to — | 12 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) On November 12, 2018, the reporting person was granted 198 restricted stock units (RSUs). The RSUs vested and converted into common stock of the Issuer as to 1/4th of the total shares on November 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date. |