Form 4 for TRUP TRUPANION, INC.
Accepted 2023-11-28 00:00:00 ET · period of report 2023-11-25 · accession 0001371285-23-000337 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-28 | 2023-11-25 | TRUP | GALLAGHER JOHN R | EVP, Gbl Support Services | F - Tax | $27.07 | -438 | 10.3K | -4% | -$11.9K |
| DM | 2023-11-28 | 2023-11-25 | TRUP | GALLAGHER JOHN R | EVP, Gbl Support Services | M - OptEx | — | +1,810 | 10.3K | +21% | — |
| DM | 2023-11-28 | 2023-11-25 | TRUP | GALLAGHER JOHN R | EVP, Gbl Support Services | M - OptEx | $0.00 | -1,810 | 216 | -89% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-25 | F | D | 178 | $27.07 | 11,471 | D | — | — | (F2) This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person. |
| 2 | Common | Common Stock | 2023-11-25 | M | A | 216 | — | 10,315 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 3 | Common | Common Stock | 2023-11-25 | F | D | 52 | $27.07 | 10,263 | D | — | — | (F2) This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person. |
| 4 | Common | Common Stock | 2023-11-25 | F | D | 4 | $27.07 | 10,915 | D | — | — | (F2) This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person. |
| 5 | Common | Common Stock | 2023-11-25 | M | A | 734 | — | 11,649 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 6 | Common | Common Stock | 2023-11-25 | M | A | 19 | — | 10,919 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 7 | Common | Common Stock | 2023-11-25 | F | D | 198 | $27.07 | 10,900 | D | — | — | (F2) This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person. |
| 8 | Common | Common Stock | 2023-11-25 | M | A | 816 | — | 11,098 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 9 | Common | Common Stock | 2023-11-25 | F | D | 6 | $27.07 | 10,282 | D | — | — | (F2) This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person. |
| 10 | Common | Common Stock | 2023-11-25 | M | A | 25 | — | 10,288 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 11 | Derivative | Restricted Stock Unit (RSU) | 2023-11-25 | M | D | 734 | $0.00 | 6,611 | D | — · — to 2026-02-25 | 734 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F7) On February 28, 2022, the reporting person was granted 11,752 restricted stock units (RSUs). The RSUs vested and converted into common stock of the Issuer as to 1/4th of the total shares on February 25, 2023, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date. |
| 12 | Derivative | Restricted Stock Unit (RSU) | 2023-11-25 | M | D | 19 | $0.00 | 93 | D | — · — to 2025-02-25 | 19 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F6) On February 22, 2021, the reporting person was granted 298 restricted stock units (RSUs). The RSUs vested and converted into common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date. |
| 13 | Derivative | Restricted Stock Unit (RSU) | 2023-11-25 | M | D | 816 | $0.00 | 4,079 | D | — · — to 2025-02-25 | 816 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F5) On February 22, 2021, the reporting person was granted 13,052 restricted stock units (RSUs). The RSUs vested and converted into common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date. |
| 14 | Derivative | Restricted Stock Unit (RSU) | 2023-11-25 | M | D | 25 | $0.00 | 49 | D | — · — to 2024-05-25 | 25 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) On May 11, 2020, the reporting person was granted 393 restricted stock units (RSUs). The RSUs vested and converted into common stock of the Issuer as to 1/4th of the total shares on May 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date. |
| 15 | Derivative | Restricted Stock Unit (RSU) | 2023-11-25 | M | D | 216 | $0.00 | 216 | D | — · — to 2024-02-25 | 216 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) On April 3, 2020, the reporting person was granted 3,453 restricted stock units (RSUs). The RSUs vested and converted into common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date. |