Form 4 for TRUP TRUPANION, INC.
Accepted 2024-11-27 00:00:00 ET · period of report 2024-11-22 · accession 0001371285-24-000297 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-11-27 | 2024-11-22+ | TRUP | Qureshi Fawwad | CFO | M - OptEx | — | +15.9K | 913 | New | — |
| DM | 2024-11-27 | 2024-11-22+ | TRUP | Qureshi Fawwad | CFO | F - Tax | $53.47 | -5,424 | 10.5K | -34% | -$290.0K |
| D | 2024-11-27 | 2024-11-26 | TRUP | Qureshi Fawwad | CFO | S - Sale+OE | $52.61 | -622 | 9,867 | -6% | -$32.7K |
| DM | 2024-11-27 | 2024-11-22+ | TRUP | Qureshi Fawwad | CFO | M - OptEx | $0.00 | -15.9K | 45.0K | -26% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-25 | M | A | 15,000 | — | 15,622 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2024-11-22 | F | D | 291 | $53.60 | 622 | D | — | — | (F2) This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person. |
| 3 | Common | Common Stock | 2024-11-22 | M | A | 913 | — | 913 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 4 | Common | Common Stock | 2024-11-26 | S | D | 622 | $52.61 | 9,867 | D | — | — | (F3) The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 17, 2024, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. |
| 5 | Common | Common Stock | 2024-11-25 | F | D | 5,133 | $53.46 | 10,489 | D | — | — | (F2) This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person. |
| 6 | Derivative | Restricted Stock Unit (RSU) | 2024-11-22 | M | D | 913 | $0.00 | 4,565 | D | — · — to 2026-02-22 | 913 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) On February 27, 2024, the reporting person was granted 7,304 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/8th of the total shares on May 22, 2024, after which 1/8th of the total shares vest quarterly, subject to continued service through each vest date. |
| 7 | Derivative | Restricted Stock Unit (RSU) | 2024-11-25 | M | D | 15,000 | $0.00 | 45,000 | D | — · — to 2027-11-25 | 15,000 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F5) On November 13, 2023, the reporting person was granted 60,000 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on 11/25/23, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date. |