Form 4 for EXLS ExlService Holdings, Inc.
Accepted 2022-03-16 00:00:00 ET · period of report 2022-03-15 · accession 0001371494-22-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-16 | 2022-03-15 | EXLS | STAGLIN GAREN K | Dir | M - OptEx | $0.00 | +1,275 | 32.7K | +4% | $0 |
| D | 2022-03-16 | 2022-03-15 | EXLS | STAGLIN GAREN K | Dir | M - OptEx | $0.00 | +1,275 | 0 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.001 per share | 2022-03-15 | M | A | 1,275 | $0.00 | 32,674 | D | — | — | (F1) On February 4, 2021, the reporting person was granted 1,275 restricted stock units, that vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the end of the reporting person's term on the Board of Directors (the "Board") of ExlService Holdings, Inc. (the "Company") if such person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change of Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"). Under the terms of the grant, such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan or (iii) the vesting date. Due to an administrative error, settlement was delayed until March 15, 2021. (F2) Restricted stock units of the Company convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. |
| 2 | Derivative | Restricted Stock Units | 2022-03-15 | M | A | 1,275 | $0.00 | 0 | D | — · — to — | 1,275 Common Stock, par value $0.001 per share | (F1) On February 4, 2021, the reporting person was granted 1,275 restricted stock units, that vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the end of the reporting person's term on the Board of Directors (the "Board") of ExlService Holdings, Inc. (the "Company") if such person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change of Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"). Under the terms of the grant, such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan or (iii) the vesting date. Due to an administrative error, settlement was delayed until March 15, 2021. (F2) Restricted stock units of the Company convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. |